DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
ACWORTH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Sep 16, 2014 | n/a | yes | ACWORTH, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 5, 2013 | Sep 18, 2013 | no | EAST POINT, GA|ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 3, 2011 | Jan 2, 2013 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TRANSAMERICA RETIREMENT ADVISORS, LLC | Sep 18, 2013 | Sep 16, 2014 | 363 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 2, 2013 | Mar 5, 2013 | 62 | Firm change | Wirehouse to wirehouse |