DFX Intelligence

Data Factory

RIA / WealthAdvisor15 years in industry

AMADEUS JOHN FREGA

Advisor at EDELMAN FINANCIAL ENGINES

LYNNWOOD, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f268fa88-8fba-84c5-2737-fd19cb862cd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 27, 2011
First registration: Jul 13, 2011
Dual registered: no
Other names: AJ Frega
IAPD individual key: 5882461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Jun 27, 2023	n/a	yes	LYNNWOOD, WA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 17, 2018	Apr 4, 2023	no	Portland, OR\|ARLINGTON, VA\|Portland, OR\|Portland, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 20, 2017	Jul 6, 2018	no	Portland, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 20, 2017	Jul 6, 2018	no	Portland, OR	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 24, 2015	Feb 29, 2016	no	WILKES BARRE, PA\|WILKES-BARRE, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 13, 2011	Apr 17, 2015	no	PHILADELPHIA, PA\|Paramus, NJ\|PHILADELPHIA, PA\|BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	EDELMAN FINANCIAL ENGINES	Apr 4, 2023	Jun 27, 2023	84	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 6, 2018	Jan 20, 2017	-532	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 6, 2018	Jan 20, 2017	-532	Firm change after gap	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	Feb 29, 2016	Jan 20, 2017	326	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	PNC WEALTH MANAGEMENT	Apr 17, 2015	Apr 24, 2015	7	Firm change	Other

Relationships

Registered with (6)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 17, 2018 to Apr 4, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 20, 2017 to Jul 6, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 20, 2017 to Jul 6, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 24, 2015 to Feb 29, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 13, 2011 to Apr 17, 2015factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Amadeus John Frega left E*Trade Capital Management, Llc for Edelman Financial Engines (registered 2023-06-27)
Form ADVobserved 5 days ago