RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• F••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Jun 27, 2023 · Lynnwood, Wa
- E•••••• C•••••• M••••••••• L•• formerJul 17, 2018 to Apr 4, 2023 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 20, 2017 to Jul 6, 2018 · Portland, Or
- T• A••••••••• I••• formerJan 20, 2017 to Jul 6, 2018 · Portland, Or
- P•• W••••• M••••••••• BD affiliatedApr 24, 2015 to Feb 29, 2016 · Wilkes Barre, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 13, 2011 to Apr 17, 2015 · Philadelphia, Pa
- E•••••• C•••••• M••••••••• L•• to E•••••• F•••••••• E••••••left Apr 4, 2023, registered Jun 27, 2023 (84 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 6, 2018, registered Jan 20, 2017 (-532 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 6, 2018, registered Jan 20, 2017 (-532 days) · Other
- P•• W••••• M••••••••• to T• A••••••••• I•••left Feb 29, 2016, registered Jan 20, 2017 (326 days) · Other
- V••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left Apr 17, 2015, registered Apr 24, 2015 (7 days) · Other
- A•••••• J••• F•••• left E•••••• C•••••• M••••••••• L•• for E•••••• F•••••••• E•••••• (registered 2023-06-27)Apr 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address