DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•• R•••••••• L••
NEW YORK, NY | BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• R•••••••• L•• | Bd affiliated wealth | Sep 12, 2025 | n/a | yes | NEW YORK, NY|BEVERLY HILLS, CA | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jan 19, 2023 | Sep 1, 2025 | no | SAN FRANCISCO, CA|LOS ANGELES, CA|LOS ANGELES, CA|Pasadena, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | R•• R•••••••• L•• | Sep 1, 2025 | Sep 12, 2025 | 11 | Firm change | Ibd to ibd |
| R•• R•••••••• L•• | C•••••••• G••••• M•••••• I••• | Dec 21, 2022 | Jan 19, 2023 |
| R•• R•••••••• L•• | Bd affiliated wealth | Jul 24, 2018 | Dec 21, 2022 | no | BEVERLY HILLS, CA | Previous registration |
| C•••••• C••••• G••••• I••• | No RAUM reported | May 18, 2015 | Jan 31, 2017 | no | IRVINE, CA | Previous registration |
| B•• M••••• S••••••••• C••••••••• | Other adviser | Jun 5, 2014 | May 6, 2015 | no | NEW YORK, NY | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 11, 2012 | Jun 9, 2014 | no | WEEHAWKEN, NJ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 27, 2011 | Sep 13, 2012 | no | PENNINGTON, NJ | Previous registration |
| 29 |
| Firm change |
| Ibd to ibd |
| C•••••• C••••• G••••• I••• | R•• R•••••••• L•• | Jan 31, 2017 | Jul 24, 2018 | 539 | Firm change after gap | Other |
| B•• M••••• S••••••••• C••••••••• | C•••••• C••••• G••••• I••• | May 6, 2015 | May 18, 2015 | 12 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | B•• M••••• S••••••••• C••••••••• | Jun 9, 2014 | Jun 5, 2014 | -4 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Sep 13, 2012 | Oct 11, 2012 | 28 | Firm change | Wirehouse to wirehouse |