DFX Intelligence

D••••• J• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••••• J• L•••••••

Advisor at L•• F•••••••• L••

KENTWOOD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2b439b1-c0dc-0194-9502-0f1863b431a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 15, 2026	n/a	yes	KENTWOOD, MI	Current employment
D•••• • A••••••••• L••	Independent wealth	Apr 30, 2024	Mar 17, 2026	no	WAUKESHA, WI\|Grand Rapids, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• • A••••••••• L••	L•• F•••••••• L••	Mar 17, 2026	Apr 15, 2026	29	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	D•••• • A••••••••• L••	Jan 10, 2024	Apr 30, 2024

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ D•••• • A••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2024 to Mar 17, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 25, 2019 to Jan 10, 2024factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2b439b1-c0dc-0194-9502-0f1863b431a9
First observed: Oct 12, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.