DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel J Lauraine

LPL Financial LLCBD affiliatedKentwood, Midual registrantIAPD 2894516

Feed of 09/14/2026

Also filed as Dan Lauraine

At current firm

0 y

since Apr 15, 2026

In the industry

29 y

since Aug 11, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 15, 2026 · Kentwood, Mi
Drake & Associates, LLC independent RIA
Apr 30, 2024 to Mar 17, 2026 · Waukesha, Wi
Charles Schwab & Co., Inc. national BD
Mar 25, 2019 to Jan 10, 2024 · Grand Rapids, Mi
Waddell & Reed former
Aug 2, 2013 to Mar 11, 2019 · Muskegon, Mi
Huntington Financial Advisors BD affiliated
Apr 16, 2010 to Aug 1, 2013 · Grand Haven, Mi
Chase Investment Services Corp. former
Oct 12, 2006 to Apr 17, 2008 · Caledonia, Mi

Moves

a registration end followed by a registration begin elsewhere

Drake & Associates, LLC to LPL Financial LLC
left Mar 17, 2026, registered Apr 15, 2026 (29 days) · RIA to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Drake & Associates, LLC
left Jan 10, 2024, registered Apr 30, 2024 (111 days) · Affiliated broker-dealer or bank to independent RIA
Waddell & Reed to Charles Schwab & Co., Inc.
left Mar 11, 2019, registered Mar 25, 2019 (14 days) · Affiliated broker-dealer or bank to another
Huntington Financial Advisors to Waddell & Reed
left Aug 1, 2013, registered Aug 2, 2013 (1 days) · Other
Chase Investment Services Corp. to Huntington Financial Advisors
left Apr 17, 2008, registered Apr 16, 2010 (729 days) · Other

Signals

Daniel J Lauraine left Drake & Associates, Llc for Lpl Financial Llc (registered 2026-04-15)
Mar 17, 2026 · Advisor changed firm · fact
Daniel J Lauraine left Charles Schwab & Co., Inc. for Drake & Associates, Llc (registered 2024-04-30)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address