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RIA / WealthAdvisor14 years in industry

Julie Kay Nielsen

Advisor at VANN EQUITY MANAGEMENT LLC

PLANO, TX

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Search this name across graphsid dfx:ria:f2be0a6e-2a8f-885c-d998-acdcfb15d688

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANN EQUITY MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Sep 27, 2016
First registration: Sep 27, 2016
Dual registered: no
Other names: JULIE KAY CHRISTOPHERSEN|JULIE KAY BRODA
IAPD individual key: 5360280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANN EQUITY MANAGEMENT LLC	Independent wealth	Jul 3, 2024	n/a	yes	PLANO, TX	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Sep 21, 2021	Jul 8, 2022	no	FRISCO, TX\|TULSA, OK	Previous registration
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 7, 2019	Jun 25, 2021	no	Plano, TX\|AUSTIN, TX\|Dallas, TX	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Sep 27, 2016	Aug 25, 2017	no	ROCKFORD, IL\|IRVING, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	VANN EQUITY MANAGEMENT LLC	Jul 8, 2022	Jul 3, 2024	726	Firm change after gap	RIA to RIA
PER STIRLING CAPITAL MANAGEMENT, LLC	CAPITAL ADVISORS, INC.	Jun 25, 2021	Sep 21, 2021	88	Firm change	RIA to RIA
UNITED CAPITAL FINANCIAL ADVISORS	PER STIRLING CAPITAL MANAGEMENT, LLC	Aug 25, 2017	Jun 7, 2019	651	Firm change after gap	Other

Relationships

Registered with (4)

→ VANN EQUITY MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 21, 2021 to Jul 8, 2022factForm ADV
→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 7, 2019 to Jun 25, 2021factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 27, 2016 to Aug 25, 2017factForm ADV

Dated events

Occurred
Jul 8, 2022
Advisor changed firm
Julie Kay Nielsen left Capital Advisors, Inc. for Vann Equity Management Llc (registered 2024-07-03)
Form ADVobserved 4 days ago