RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•• N••••••
- V••• E••••• M••••••••• L•• independent RIA currentsince Jul 3, 2024 · Plano, Tx
- C•••••• A•••••••• I••• formerSep 21, 2021 to Jul 8, 2022 · Frisco, Tx
- P•• S••••••• C•••••• M••••••••• L•• independent RIAJun 7, 2019 to Jun 25, 2021 · Plano, Tx
- U••••• C•••••• F•••••••• A••••••• independent RIASep 27, 2016 to Aug 25, 2017 · Rockford, Il
- C•••••• A•••••••• I••• to V••• E••••• M••••••••• L••left Jul 8, 2022, registered Jul 3, 2024 (726 days) · RIA to RIA
- P•• S••••••• C•••••• M••••••••• L•• to C•••••• A•••••••• I•••left Jun 25, 2021, registered Sep 21, 2021 (88 days) · RIA to RIA
- U••••• C•••••• F•••••••• A••••••• to P•• S••••••• C•••••• M••••••••• L••left Aug 25, 2017, registered Jun 7, 2019 (651 days) · Other
- Julie Kay Nielsen left Capital Advisors, Inc. for Vann Equity Management Llc (registered 2024-07-03)Jul 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address