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Reading the graph
Advisor at DESERT FINANCIAL PLANNING
Palm Desert, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DESERT FINANCIAL PLANNING | State registered | Jan 1, 2025 | n/a | yes | Palm Desert, CA | Current employment |
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | Independent wealth | Jul 31, 2017 | Sep 29, 2017 | no | PALM DESSERT, CA|WAUKESHA, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 12, 2014 | Apr 13, 2017 | no | Palm Springs, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | DESERT FINANCIAL PLANNING | Sep 29, 2017 | Jan 1, 2025 | 2,651 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | GLOBAL VIEW CAPITAL MANAGEMENT LLC | Apr 13, 2017 | Jul 31, 2017 | 109 | Firm change | Other |