DFX Intelligence

R••••• J••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

R••••• J••••• M••••

Advisor at D••••• M•••• A•••••••• L••

Glendale, AZ | NEW YORK, NY

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Search this name across graphsid dfx:ria:f2df91c5-1c33-d271-af70-bfb16617c895

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Jun 3, 2026	n/a	yes	Glendale, AZ\|NEW YORK, NY	Current employment
P•• A•••••••	Independent wealth	Jun 9, 2023	Mar 27, 2026	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A•••••••	D••••• M•••• A•••••••• L••	Mar 27, 2026	Jun 3, 2026	68	Firm change	RIA to RIA
T•• W••••• C••••••••• G••••	P•• A•••••••	Jan 3, 2023	Jun 9, 2023

Relationships

Registered with (6)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ P•• A•••••••Registered adviserregistration: previous registration
Jun 9, 2023 to Mar 27, 2026factForm ADV
→ T•• W••••• C••••••••• G••••Registered adviserregistration: previous registration
Mar 10, 2022 to Jan 3, 2023factForm ADV
→ U••• B•••••• A•••••••• L••

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2df91c5-1c33-d271-af70-bfb16617c895
First observed: Oct 23, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.