DFX Intelligence

A••••• V• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A••••• V• H•••••

Advisor at E••••• J••••

Dallas, TX

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Search this name across graphsid dfx:ria:f2fab2da-dc83-d8b6-f628-249264890f42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 28, 2026	n/a	yes	Dallas, TX	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Feb 1, 2024	Sep 17, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	E••••• J••••	Sep 17, 2025	Apr 28, 2026	223	Firm change	Ibd to ibd
S••• G••••• I••••••••• L••	H•••••••• A•••••••• L••	Jul 7, 2023	Feb 1, 2024

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Apr 28, 2026 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2024 to Sep 17, 2025factForm ADV
→ S••• G••••• I••••••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Jul 7, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
A••••• V• H••••• left H•••••••• A•••••••• L•• for E••••• J•••• (registered 2026-04-28)
Form ADVobserved 7 days ago
Occurred
Jul 7, 2023
Advisor changed firm
A••••• V• H••••• left S••• G••••• I••••••••• L•• for H•••••••• A•••••••• L•• (registered 2024-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2fab2da-dc83-d8b6-f628-249264890f42
First observed: Jan 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.