DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pile Wealth Management
Legal name Rjp Investment Advisors, Llp
Latest filing Feb 9, 2026
First filing on the tape Jan 4, 2012 · 12 filings
SEC status approved since Feb 23, 2022
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$166M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$47.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$189M as of Feb 9, 2026
Jan 4, 2012$27.7M then
HNW client RAUM$123M as of Feb 9, 2026
Jan 31, 2023$63.2M then
State-registered IARs (5.B.3)4 as of Feb 9, 2026
Jan 4, 20120 then
Employees (5.A)5 as of Feb 9, 2026
Jan 31, 20234 then
Private funds: no history
RAUM +12% over the last fiscal year+21% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $47.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $920,429derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $12.4M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M65%
- Individuals$43.1M23%
- Charitable organizations$18.0M9.5%
- Corporations and businesses$4.3M2.3%
- Individual clients
- 67reported
- HNW clients
- 19reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 205reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.4M for 21 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Shane WinslowPersonal Financial Specialist | Indianapolis, In | Jan 27, 2017 | 36 y | 0 |
| Neal Alan ClementsPersonal Financial Specialist | Indianapolis, In | Jan 27, 2017 | 32 y | 0 |
| Marc David CaskeyPersonal Financial Specialist | Indianapolis, In | Aug 29, 2025 | 12 y | 0 |
| Jason Lee PhillipsPersonal Financial Specialist | Indianapolis, In | Sep 15, 2025 | 22 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Matthew James Rice to Advice And Planning ServicesJul 18, 2012 · Other
- Stephanie Lynn Willison to Wealthpoint Advisors LLCOct 20, 2009 · Other
- Brent Walker to Wealthpoint Advisors LLCDec 31, 2002 · Other
Joined, latest
- Matthew James Rice from Charles Schwab & Co., Inc.Nov 26, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Neal Clements · President And Chief Compliance Officercontrolsince 10/2009 · owns less than 5%
- Richard Michael Harpring · Vice Presidentcontrolsince 10/2009 · owns less than 5%
- Shane Michael Winslow · Vice Presidentcontrolsince 10/2009 · owns less than 5%
Entity owners
- R J Pile, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Rj Pile & Company, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 197 to 205Sep 15, 2025 to Feb 9, 2026
- Advisory employees · 4 to 5Sep 15, 2025 to Feb 9, 2026
- Individual clients · 64 to 67Sep 15, 2025 to Feb 9, 2026
- Assets in custody · $168M to $12.4MSep 15, 2025 to Feb 9, 2026
- Discretionary RAUM · $168M to $189MSep 15, 2025 to Feb 9, 2026
- HNW RAUM · $113M to $123MSep 15, 2025 to Feb 9, 2026
- Individual RAUM · $36.5M to $43.1MSep 15, 2025 to Feb 9, 2026
- RAUM · $168M to $189MSep 15, 2025 to Feb 9, 2026
- Advisory employees · 2 to 4Mar 6, 2025 to Sep 15, 2025
- Employees · 3 to 5Mar 6, 2025 to Sep 15, 2025
- State-registered IARs · 2 to 4Mar 6, 2025 to Sep 15, 2025
- Accounts · 196 to 197Jan 25, 2024 to Mar 6, 2025
- Advisory employees · 4 to 2Jan 25, 2024 to Mar 6, 2025
- Advisory activities · 2 to 4Jan 25, 2024 to Mar 6, 2025
- Individual clients · 61 to 64Jan 25, 2024 to Mar 6, 2025
- Pension plan clients · unset to 0.0Jan 25, 2024 to Mar 6, 2025
- Pooled vehicle clients · unset to 0.0Jan 25, 2024 to Mar 6, 2025
- Assets in custody · $15.1M to $168MJan 25, 2024 to Mar 6, 2025
- Employees · 4 to 3Jan 25, 2024 to Mar 6, 2025
- Financial planning clients · 11-25 to 11-25Jan 25, 2024 to Mar 6, 2025
- State-registered IARs · 4 to 2Jan 25, 2024 to Mar 6, 2025
- Discretionary RAUM · $136M to $168MJan 25, 2024 to Mar 6, 2025
- HNW RAUM · $87.4M to $113MJan 25, 2024 to Mar 6, 2025
- Individual RAUM · $26.6M to $36.5MJan 25, 2024 to Mar 6, 2025
- Pension RAUM · $2,297 to $0Jan 25, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 25, 2024 to Mar 6, 2025
- RAUM · $136M to $168MJan 25, 2024 to Mar 6, 2025
- Accounts · 191 to 196Jan 31, 2023 to Jan 25, 2024
- HNW clients · 18 to 19Jan 31, 2023 to Jan 25, 2024
- Individual clients · 62 to 61Jan 31, 2023 to Jan 25, 2024
- Assets in custody · unset to 15149646.0Jan 31, 2023 to Jan 25, 2024
- Custody of client assets · false to trueJan 31, 2023 to Jan 25, 2024
- Discretionary RAUM · $108M to $136MJan 31, 2023 to Jan 25, 2024
- HNW RAUM · $63.2M to $87.4MJan 31, 2023 to Jan 25, 2024
- Individual RAUM · $26.8M to $26.6MJan 31, 2023 to Jan 25, 2024
- Pension RAUM · $1.4M to $2,297Jan 31, 2023 to Jan 25, 2024
- RAUM · $108M to $136MJan 31, 2023 to Jan 25, 2024
- Accounts · 177 to 191Feb 8, 2022 to Jan 31, 2023
- HNW clients · 17 to 18Feb 8, 2022 to Jan 31, 2023
- Individual clients · 58 to 62Feb 8, 2022 to Jan 31, 2023
Signals
2 dated events
- James Matthew Rice (Vice President) no longer on Schedule A of Pile Wealth Management (listed 2012-04-11, absent 2022-01-19)Jan 19, 2022 · Control person left · inference
- Pile Wealth Management filed its initial SEC registration (Form ADV)Jan 19, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-269-3450reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 317-269-3454reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- pilecpas.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (317) 269-3454reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- pilecpas.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026