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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

SCOTT ANDREW KING

Advisor at CETERA INVESTMENT ADVISERS LLC

ATLANTA, GA | WOODSTOCK, GA

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Search this name across graphsid dfx:ria:f31cbd34-0c1b-1022-d039-e8a8f16ec817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 16, 1996
First registration: Apr 16, 1996
Dual registered: yes, broker-dealer
Other names: SCOTT KING
IAPD individual key: 2717034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	ATLANTA, GA\|WOODSTOCK, GA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Sep 20, 2022	Sep 5, 2025	no	ATLANTA, GA\|DALLAS, TX\|Woodstock, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 15, 2016	Sep 30, 2022	no	Atlanta, GA\|Atlanta, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 17, 2005	Apr 19, 2016	no	JACKSONVILLE, FL\|ALPHARETTA, GA\|ALPHARETTA, GA\|JACKSONVILLE, FL\|ALPHARETTA, GA\|ALPHARETTA, GA\|JACKSONVILLE, FL\|ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 17, 2002	Oct 24, 2005	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 16, 1996	Jun 18, 2002	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	AVANTAX ADVISORY SERVICES	Sep 30, 2022	Sep 20, 2022	-10	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 19, 2016	Apr 15, 2016	-4	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Oct 24, 2005	Oct 17, 2005	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Jun 18, 2002	Jun 17, 2002	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:104556:GA:2022-09-28	Sep 30, 2022	Sep 20, 2022	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 20, 2022 to Sep 5, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 15, 2016 to Sep 30, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 17, 2005 to Apr 19, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 17, 2002 to Oct 24, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 16, 1996 to Jun 18, 2002factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Scott Andrew King left Ameriprise Financial Services, Llc for Avantax Advisory Services (registered 2022-09-20)
Form ADVobserved 3 days ago