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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | North Richland Hills, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 9, 2025 | n/a | yes | GREENWOOD VILLAGE, CO|North Richland Hills, TX | Current employment |
| PEAK AMERICAN INVESTMENT ADVISORS, INC. | Independent wealth | Oct 29, 2024 | Nov 13, 2024 | no | PLANO, TX | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 11, 2024 | Jul 15, 2024 | no | Wichita Falls, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 2022 | Dec 26, 2023 | no | FORT WORTH, TX | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 7, 2020 | Dec 2, 2021 | no | Plano, TX | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | Jun 16, 2020 | no | SAN ANTONIO, TX|Plano, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Nov 25, 2015 | Jan 8, 2018 | no | ADDISON, TX | Previous registration |
| EDWARD JONES | National bd RIA | Jun 1, 2015 | Aug 7, 2015 | no | NORTH RICHLAND HILLS, TX|ST LOUIS, MO | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 5, 2014 | Jan 16, 2015 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEAK AMERICAN INVESTMENT ADVISORS, INC. | EMPOWER ADVISORY GROUP, LLC | Nov 13, 2024 | Jul 9, 2025 | 238 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | PEAK AMERICAN INVESTMENT ADVISORS, INC. | Jul 15, 2024 | Oct 29, 2024 | 106 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Dec 26, 2023 | Jul 11, 2024 | 198 | Firm change | Other |
| PRUCO SECURITIES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 2, 2021 | Sep 30, 2022 | 302 | Firm change | Ibd to wirehouse |
| USAA INVESTMENT SERVICES COMPANY | PRUCO SECURITIES, LLC | Jun 16, 2020 | Oct 7, 2020 | 113 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| EDWARD JONES | USAA FINANCIAL PLANNING SERVICES | Aug 7, 2015 | Nov 25, 2015 | 110 | Firm change | Other |
| STRATEGIC ADVISERS LLC | EDWARD JONES | Jan 16, 2015 | Jun 1, 2015 | 136 | Firm change | Ibd to ibd |