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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DAGMARA KATARZYNA FRANKOWSKA

Advisor at BTG PACTUAL ASSET MANAGEMENT US , LLC

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Jul 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BTG PACTUAL ASSET MANAGEMENT US , LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 14, 2001
First registration: Jul 30, 2008
Dual registered: yes, broker-dealer
Other names: DAGMARA K FRANKOWSKA|DAGMARA FRANKOWSKA
IAPD individual key: 3165855

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BTG PACTUAL ASSET MANAGEMENT US , LLC	Asset manager	Dec 9, 2025	n/a	yes	NEW YORK, NY	Current employment
SAGEVIEW PRIVATE CLIENT GROUP, LLC	Former SEC adviser	Aug 29, 2024	Dec 9, 2025	no	Irving, TX	Previous registration
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	Institutional manager	Aug 29, 2024	Dec 9, 2025	no	Irving, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 29, 2021	Sep 1, 2023	no	SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 29, 2021	Nov 3, 2023	no	ATLANTA, GA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 14, 2020	May 17, 2024	no	SCOTTSDALE, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 14, 2020	Jan 19, 2024	no	OAKDALE, MN	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 30, 2017	Nov 25, 2020	no	Birmingham, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 9, 2017	Jun 5, 2017	no	JACKSONVILLE, FL\|NEW YORK, NY	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Nov 22, 2011	Feb 3, 2016	no	JACKSONVILLE, FL	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Jun 29, 2010	Jul 14, 2011	no	DALLAS, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jan 6, 2009	Jul 14, 2011	no	DALLAS, TX	Previous registration
SNIDER ADVISORS	Independent wealth	Jul 30, 2008	Jan 2, 2009	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEVIEW PRIVATE CLIENT GROUP, LLC	CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	Dec 9, 2025	Aug 29, 2024	-467	Firm change after gap	Other
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC	BTG PACTUAL ASSET MANAGEMENT US , LLC	Dec 9, 2025	Dec 9, 2025	0	Firm change	Other
OSAIC WEALTH, INC.	SAGEPOINT FINANCIAL, INC.	May 17, 2024	Jul 29, 2021	-1,023	Channel change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Dec 14, 2020	-1,131	Bulk transfer	Ibd to ibd
FSC SECURITIES CORPORATION	SAGEVIEW PRIVATE CLIENT GROUP, LLC	Nov 3, 2023	Aug 29, 2024	300	Firm change	Other
SAGEPOINT FINANCIAL, INC.	FSC SECURITIES CORPORATION	Sep 1, 2023	Jul 29, 2021	-764	Channel change	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	Nov 25, 2020	Dec 14, 2020	19	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CONCOURSE FINANCIAL GROUP ADVISORS	Jun 5, 2017	Jun 30, 2017	25	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 3, 2016	Jan 9, 2017	341	Firm change	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Jul 14, 2011	Jun 29, 2010	-380	Firm change after gap	Other
MOMENTUM INDEPENDENT NETWORK INC.	DEUTSCHE BANK SECURITIES INC.	Jul 14, 2011	Nov 22, 2011	131	Firm change	Other
SNIDER ADVISORS	HILLTOP SECURITIES INC.	Jan 2, 2009	Jan 6, 2009	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133763:7461:AZ:2023-09-01	Sep 1, 2023	Jul 29, 2021	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (13)

→ BTG PACTUAL ASSET MANAGEMENT US , LLCRegistered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 29, 2024 to Dec 9, 2025factForm ADV
→ SAGEVIEW PRIVATE CLIENT GROUP, LLCRegistered adviserregistration: previous registration
Aug 29, 2024 to Dec 9, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Dec 14, 2020 to May 17, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 14, 2020 to Jan 19, 2024factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 29, 2021 to Nov 3, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 29, 2021 to Sep 1, 2023factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 30, 2017 to Nov 25, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 9, 2017 to Jun 5, 2017factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Nov 22, 2011 to Feb 3, 2016factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jan 6, 2009 to Jul 14, 2011factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Jun 29, 2010 to Jul 14, 2011factForm ADV
→ SNIDER ADVISORSRegistered adviserregistration: previous registration
Jul 30, 2008 to Jan 2, 2009factForm ADV

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
Dagmara Katarzyna Frankowska left Creative Planning Institutional Advisors, Llc for Btg Pactual Asset Management Us , Llc (registered 2025-12-09)
Form ADVobserved 4 days ago
Occurred
Dec 9, 2025
Advisor changed firm
Dagmara Katarzyna Frankowska left Sageview Private Client Group, Llc for Creative Planning Institutional Advisors, Llc (registered 2024-08-29)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2023
Advisor changed firm
Dagmara Katarzyna Frankowska left Fsc Securities Corporation for Sageview Private Client Group, Llc (registered 2024-08-29)
Form ADVobserved 4 days ago