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RIA / WealthAdvisor34 years in industry

ANA NMN BLUMBERG-MARKUS

Advisor at BEVERLY HILLS CAPITAL MANAGEMENT LLC

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:f33547b1-3517-ad83-6f2e-b6e4e305a259

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEVERLY HILLS CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 15, 1992
First registration: May 24, 2002
Dual registered: no
Other names: ANA BLUMBERG|ANA BLUMBERGMARKUS|ANA BLUMBERG-MARKUS
IAPD individual key: 2237996

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEVERLY HILLS CAPITAL MANAGEMENT LLC	State registered	Jun 13, 2012	n/a	yes	BEVERLY HILLS, CA	Current employment
BEVERLY HILLS CAPITAL MANAGEMENT, LLC	n/a	Jan 7, 2009	Aug 22, 2011	no	BEVERLY HILLS, CA	Previous registration
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	May 17, 2007	Sep 5, 2012	no	BEVERLY HILLS, CA	Previous registration
VALLEY FINANCIAL MANAGEMENT, INC.	Bd affiliated wealth	Dec 2, 2003	Mar 4, 2005	no	BEVERLY HILLS, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	May 24, 2002	Dec 17, 2002	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOLTON GLOBAL ASSET MANAGEMENT	BEVERLY HILLS CAPITAL MANAGEMENT, LLC	Sep 5, 2012	Jan 7, 2009	-1,337	Firm change after gap	Other
BEVERLY HILLS CAPITAL MANAGEMENT, LLC	BEVERLY HILLS CAPITAL MANAGEMENT LLC	Aug 22, 2011	Jun 13, 2012	296	Firm change	Other
VALLEY FINANCIAL MANAGEMENT, INC.	BOLTON GLOBAL ASSET MANAGEMENT	Mar 4, 2005	May 17, 2007	804	Firm change after gap	Other
RBC CAPITAL MARKETS, LLC	VALLEY FINANCIAL MANAGEMENT, INC.	Dec 17, 2002	Dec 2, 2003	350	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ BEVERLY HILLS CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 13, 2012 to presentfactForm ADV
→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 17, 2007 to Sep 5, 2012factForm ADV
→ BEVERLY HILLS CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2009 to Aug 22, 2011factForm ADV
→ VALLEY FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 2, 2003 to Mar 4, 2005factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 24, 2002 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.