DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ana Nmn Blumberg-Markus
Feed of 09/14/2026
Also filed as Ana Blumberg
At current firm
14 y
since Jun 13, 2012
In the industry
34 y
since Jun 15, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Beverly Hills Capital Management LLC state registered currentsince Jun 13, 2012 · Beverly Hills, Ca
- Beverly Hills Capital Management, LLC unclassifiedJan 7, 2009 to Aug 22, 2011 · Beverly Hills, Ca
- Bolton Global Asset Management BD affiliatedMay 17, 2007 to Sep 5, 2012 · Beverly Hills, Ca
- Valley Financial Management, Inc. BD affiliatedDec 2, 2003 to Mar 4, 2005 · Beverly Hills, Ca
- RBC Capital Markets, LLC national BDMay 24, 2002 to Dec 17, 2002 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bolton Global Asset Management to Beverly Hills Capital Management, LLCleft Sep 5, 2012, registered Jan 7, 2009 (-1337 days) · Other
- Beverly Hills Capital Management, LLC to Beverly Hills Capital Management LLCleft Aug 22, 2011, registered Jun 13, 2012 (296 days) · Other
- Valley Financial Management, Inc. to Bolton Global Asset Managementleft Mar 4, 2005, registered May 17, 2007 (804 days) · Other
- RBC Capital Markets, LLC to Valley Financial Management, Inc.left Dec 17, 2002, registered Dec 2, 2003 (350 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address