This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BROOKER WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

1

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Mar 1, 1999

First registration

Oct 6, 2003

Dual registered

yes, broker-dealer

Other names

ANDY NEVIN

IAPD individual key

3177326

• Occurred

  Nov 3, 2025
  Advisor changed firm

  Andrew Michael Nevin left Lion Street Advisors, Llc for Brooker Wealth Management (registered 2025-02-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f3384ddb-7953-e663-c5cd-4ddd73ee9f81

First observed

Oct 6, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.