DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner27 years in industry

RICHARD KEITH HAZELBAKER

Advisor at WESTERN WEALTH MANAGEMENT LLC

Louisville, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f33c9aa0-887f-071e-0a90-2bd5c6a48100

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTERN WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: Jan 9, 2008
Dual registered: no
IAPD individual key: 5464560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Jul 22, 2019	n/a	yes	Louisville, KY	Current employment
NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION	Former SEC adviser	Sep 30, 2015	Jul 15, 2019	no	Louisville, KY\|HIGHLANDS RANCH, CO	Previous registration
DYNASTY CAPITAL MANAGEMENT, INC	n/a	Jan 13, 2014	Jan 4, 2016	no	LOUISVILLE, KY	Previous registration
MAH INVESTMENT MANAGEMENT	n/a	Mar 26, 2012	Jan 14, 2016	no	LOUISVILLE, KY	Previous registration
DYNASTY CAPITAL MANAGEMENT, INC	n/a	Oct 20, 2010	Dec 31, 2011	no	LOUISVILLE, KY\|ENGLEWOOD, CO	Previous registration
MUCH WEALTH MANAGEMENT, INC.	State registered	Jan 26, 2010	Dec 13, 2010	no	SOUTHLAKE, TX	Previous registration
MERIT NATIONAL FUND ADVISORS, LLC	n/a	Jan 9, 2008	Feb 19, 2010	no	SOMERSET, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION	WESTERN WEALTH MANAGEMENT LLC	Jul 15, 2019	Jul 22, 2019	7	Firm change	Ibd to RIA
MAH INVESTMENT MANAGEMENT	DYNASTY CAPITAL MANAGEMENT, INC	Jan 14, 2016	Jan 13, 2014	-731	Firm change after gap	Other
DYNASTY CAPITAL MANAGEMENT, INC	NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION	Jan 4, 2016	Sep 30, 2015	-96	Firm change after gap	Other
DYNASTY CAPITAL MANAGEMENT, INC	MAH INVESTMENT MANAGEMENT	Dec 31, 2011	Mar 26, 2012	86	Firm change	Other
MUCH WEALTH MANAGEMENT, INC.	DYNASTY CAPITAL MANAGEMENT, INC	Dec 13, 2010	Oct 20, 2010	-54	Firm change after gap	Other
MERIT NATIONAL FUND ADVISORS, LLC	MUCH WEALTH MANAGEMENT, INC.	Feb 19, 2010	Jan 26, 2010	-24	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7425:283545:CO:2019-07-02	Jul 15, 2019	Jul 22, 2019	HIGHLANDS RANCH, CO	Firm change

Relationships

Registered with (6)

→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 22, 2019 to presentfactForm ADV
→ NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 30, 2015 to Jul 15, 2019factForm ADV
→ MAH INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 26, 2012 to Jan 14, 2016factForm ADV
→ DYNASTY CAPITAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Jan 13, 2014 to Jan 4, 2016factForm ADV
→ MUCH WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 26, 2010 to Dec 13, 2010factForm ADV
→ MERIT NATIONAL FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 9, 2008 to Feb 19, 2010factForm ADV

Dated events

No dated event names this entity yet.