RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• K•••• H•••••••••
- Professional profile
- linkedin.com/in/r-keith-hazelbaker-aa130b122reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Jul 22, 2019 · Louisville, Ky
- N•• A•••••••• A• D••••••• O• N•• F•••••••• C••••••••• formerSep 30, 2015 to Jul 15, 2019 · Louisville, Ky
- D•••••• C•••••• M••••••••• I•• unclassifiedJan 13, 2014 to Jan 4, 2016 · Louisville, Ky
- M•• I••••••••• M••••••••• unclassifiedMar 26, 2012 to Jan 14, 2016 · Louisville, Ky
- D•••••• C•••••• M••••••••• I•• unclassifiedOct 20, 2010 to Dec 31, 2011 · Louisville, Ky
- M••• W••••• M••••••••• I••• state registeredJan 26, 2010 to Dec 13, 2010 · Southlake, Tx
- M•••• N••••••• F••• A•••••••• L•• unclassifiedJan 9, 2008 to Feb 19, 2010 · Somerset, Ky
- N•• A•••••••• A• D••••••• O• N•• F•••••••• C••••••••• to W•••••• W••••• M••••••••• L••left Jul 15, 2019, registered Jul 22, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• I••••••••• M••••••••• to D•••••• C•••••• M••••••••• I••left Jan 14, 2016, registered Jan 13, 2014 (-731 days) · Other
- D•••••• C•••••• M••••••••• I•• to N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••left Jan 4, 2016, registered Sep 30, 2015 (-96 days) · Other
- D•••••• C•••••• M••••••••• I•• to M•• I••••••••• M•••••••••left Dec 31, 2011, registered Mar 26, 2012 (86 days) · Other
- M••• W••••• M••••••••• I••• to D•••••• C•••••• M••••••••• I••left Dec 13, 2010, registered Oct 20, 2010 (-54 days) · Other
- M•••• N••••••• F••• A•••••••• L•• to M••• W••••• M••••••••• I•••left Feb 19, 2010, registered Jan 26, 2010 (-24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address