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Advisor at FOCUS PARTNERS WEALTH, LLC
ST. LOUIS, MO | ASHEVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 1, 2024 | n/a | yes | ASHEVILLE, NC|ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Aug 1, 2017 | Jul 1, 2024 | no | MIDDLEBURG, VA|FAIRFAX, VA|ST LOUIS, MO | Previous registration |
| FOCUS WEALTH MANAGEMENT, LTD. | Former SEC adviser | Dec 17, 2016 | Aug 1, 2017 | no | FAIRFAX, VA | Previous registration |
| PINNACLE ADVISORY GROUP, INC. | Former SEC adviser | May 6, 2013 | Dec 8, 2016 | no | COLUMBIA, MD | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 26, 2008 | Nov 20, 2012 | no | DANIEL ISLAND, SC | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | May 24, 2004 | Dec 31, 2007 | no | FAIRFAX, VA|FAIRFAX, VA|MT. PLEASANT, SC|MEMPHIS, TN | Previous registration |
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Mar 19, 1999 | Oct 13, 2004 | no | ASHBURN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Jul 1, 2024 | Jul 1, 2024 | 0 | Bulk transfer | RIA to RIA |
| FOCUS WEALTH MANAGEMENT, LTD. | BUCKINGHAM STRATEGIC WEALTH, LLC | Aug 1, 2017 | Aug 1, 2017 | 0 | Firm change | Other |
| PINNACLE ADVISORY GROUP, INC. | FOCUS WEALTH MANAGEMENT, LTD. | Dec 8, 2016 | Dec 17, 2016 | 9 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | PINNACLE ADVISORY GROUP, INC. | Nov 20, 2012 | May 6, 2013 | 167 | Firm change | Other |
| FIRST HORIZON ADVISORS, INC | SECURIAN FINANCIAL SERVICES, INC. | Dec 31, 2007 | Feb 26, 2008 | 57 | Firm change | Other |
| CAPITOL SECURITIES MANAGEMENT, INC. | FIRST HORIZON ADVISORS, INC | Oct 13, 2004 | May 24, 2004 | -142 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116836:143323:VA:2017-08-01 | Aug 1, 2017 | Aug 1, 2017 | FAIRFAX, VA | Firm change |