DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barbara Ann Ristow
Certified Financial Planner
Feed of 09/15/2026
Also filed as Barbara Ann Wolf
At current firm
2 y
since Jul 1, 2024
In the industry
29 y
since Feb 20, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jul 1, 2024 · Asheville, Nc
- Buckingham Strategic Wealth, LLC formerAug 1, 2017 to Jul 1, 2024 · Middleburg, Va
- Focus Wealth Management, Ltd. formerDec 17, 2016 to Aug 1, 2017 · Fairfax, Va
- Pinnacle Advisory Group, Inc. formerMay 6, 2013 to Dec 8, 2016 · Columbia, Md
- Securian Financial Services, Inc. formerFeb 26, 2008 to Nov 20, 2012 · Daniel Island, Sc
- First Horizon Advisors, Inc formerMay 24, 2004 to Dec 31, 2007 · Fairfax, Va
- Capitol Securities Management, Inc. independent RIAMar 19, 1999 to Oct 13, 2004 · Ashburn, Va
Moves
a registration end followed by a registration begin elsewhere
- Buckingham Strategic Wealth, LLC to Focus Partners Wealth, LLCleft Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- Focus Wealth Management, Ltd. to Buckingham Strategic Wealth, LLCleft Aug 1, 2017, registered Aug 1, 2017 (0 days) · Other · moved with a team
- Pinnacle Advisory Group, Inc. to Focus Wealth Management, Ltd.left Dec 8, 2016, registered Dec 17, 2016 (9 days) · Other
- Securian Financial Services, Inc. to Pinnacle Advisory Group, Inc.left Nov 20, 2012, registered May 6, 2013 (167 days) · Other
- First Horizon Advisors, Inc to Securian Financial Services, Inc.left Dec 31, 2007, registered Feb 26, 2008 (57 days) · Other
- Capitol Securities Management, Inc. to First Horizon Advisors, Incleft Oct 13, 2004, registered May 24, 2004 (-142 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address