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RIA / WealthAdvisor34 years in industry

DONALD ALAN MERCURIO

Advisor at MERCURIO WEALTH ADVISORS

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCURIO WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: May 11, 1992
First registration: Mar 19, 2002
Dual registered: no
Other names: ALAN MERCURIO
IAPD individual key: 1624265

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCURIO WEALTH ADVISORS	Independent wealth	Jan 23, 2017	n/a	yes	LOUISVILLE, KY	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 26, 2011	Jun 1, 2017	no	LOUISVILLE, KY\|SARASOTA, FL\|LOUISVILLE, KY	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 3, 2007	Aug 9, 2011	no	CHESTERFIELD, MO\|LOUISVILLE, KY	Previous registration
FFP ADVISORY SERVICES INC	n/a	Jun 7, 2006	Jan 3, 2007	no	LOUISVILLE, KY	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Oct 28, 2003	Jun 2, 2006	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Oct 8, 2002	Nov 24, 2003	no	LOUISVILLE, KY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2002	Sep 27, 2002	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	MERCURIO WEALTH ADVISORS	Jun 1, 2017	Jan 23, 2017	-129	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Aug 9, 2011	Jul 26, 2011	-14	Firm change	Other
FFP ADVISORY SERVICES INC	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 3, 2007	Jan 3, 2007	0	Bulk transfer	Other
FSC SECURITIES CORPORATION	FFP ADVISORY SERVICES INC	Jun 2, 2006	Jun 7, 2006	5	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	FSC SECURITIES CORPORATION	Nov 24, 2003	Oct 28, 2003	-27	Firm change	Other
LPL FINANCIAL LLC	INVESTACORP ADVISORY SERVICES INC	Sep 27, 2002	Oct 8, 2002	11	Firm change	Other

Relationships

Registered with (7)

→ MERCURIO WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 23, 2017 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 26, 2011 to Jun 1, 2017factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Aug 9, 2011factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jun 7, 2006 to Jan 3, 2007factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 28, 2003 to Jun 2, 2006factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Oct 8, 2002 to Nov 24, 2003factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 19, 2002 to Sep 27, 2002factForm ADV

Dated events

No dated event names this entity yet.