DFX Intelligence

T•••••• T••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T•••••• T••••• A••••••

Advisor at F••••• W••••• M••••••••• L•••

BRIGHTON, MI | Traverse City, MI

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Search this name across graphsid dfx:ria:f3646070-32c3-b906-a742-172843a22995

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 15, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• M••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• M••••••••• L•••	Independent wealth	Jan 6, 2026	n/a	yes	Traverse City, MI\|BRIGHTON, MI	Current employment
C••••••••• W•••••• L••	Independent wealth	Dec 14, 2022	Jul 15, 2025	no	Traverse City, MI\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	F••••• W••••• M••••••••• L•••	Jul 15, 2025	Jan 6, 2026	175	Firm change	RIA to RIA
U•• F•••••••• S••••••••• L••	C••••••••• W•••••• L••	Dec 15, 2022	Dec 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
103857:281213:MI:2022-12-15	Dec 15, 2022	Dec 14, 2022	TRAVERSE CITY, MI	Firm change

Relationships

Registered with (3)

→ F••••• W••••• M••••••••• L•••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Dec 14, 2022 to Jul 15, 2025factForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
May 15, 2017 to Dec 15, 2022factForm ADV

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3646070-32c3-b906-a742-172843a22995
First observed: May 15, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.