DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• I••••••••• A•••••••• L•••
Latest filing Jun 3, 2026
First filing on the tape Jun 23, 2022 · 18 filings
SEC status approved since Jul 22, 2022
RAUM
$670M
reported, Item 5.F
Discretionary
7.9%
of RAUM
Private clients
3.9%
$25.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$335M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$670M as of Jun 3, 2026
Mar 21, 2023$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jun 3, 2026
Mar 21, 20231 then
Employees (5.A)7 as of Jun 3, 2026
Mar 21, 20237 then
Private funds: no history
RAUM +0.0% over the last fiscal year+87% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- $335MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $245,174derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 7.9%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$644M96%
- Individuals$25.8M3.9%
- Individual clients
- 74reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,731reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• W••••• C•••••• | New York, Ny | Mar 25, 2024 | 26 y | 4 |
| C••••••••• L•• A•••••••• | Newport Coast, Ca | Jan 1, 2026 | 30 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• L•• A•••••••• from D••••••• B••• S••••••••• I•••Jan 1, 2026 · Other
- T••••• W••••• C•••••• from W••••••• W••••• M•••••••••Mar 25, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• C••••••••• L•• · Chief Executive Officer & Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- E••••• S••••••• E•••• · Chief Investment Officercontrolsince 11/2022 · owns less than 5%
Entity owners
- P••• F••••••• I••• · Ownerdirect · owns 75% or more
- E•• H••••••• L•• · Ownerindirect · owns 75% or more of P••• F••••••• I•••
Related persons
Schedule D 7.A
- P••• S••••••••• L••broker-dealern
- S••••••••• A•••• I••••••••• L••investment advisernRAUM $3.5B
Advisers that list P••• I••••••••• A•••••••• L••• as a related person
- 297693 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 3, 2026discretionary share of RAUM of 8% against a peer median of 100% (784 comparable advisers, 2.0th percentile, 31.1 robust deviations)peers: asset managers, $500M to $1B (784) · 1.9% percentile
What changed
consecutive filings, newest first
- Accounts · 2,842 to 2,731Jan 23, 2026 to Mar 23, 2026
- Discretionary RAUM · $25.8M to $52.6MJan 23, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $644M to $617MJan 23, 2026 to Mar 23, 2026
- Accounts · 408 to 2,842Aug 31, 2024 to Mar 25, 2025
- Individual clients · 408 to 74Aug 31, 2024 to Mar 25, 2025
- Financial planning clients · unset to Aug 31, 2024 to Mar 25, 2025
- Discretionary RAUM · $85.7M to $25.8MAug 31, 2024 to Mar 25, 2025
- Individual RAUM · $115M to $25.8MAug 31, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $29.8M to $644MAug 31, 2024 to Mar 25, 2025
- RAUM · $115M to $670MAug 31, 2024 to Mar 25, 2025
- Accounts · 745 to 408Aug 6, 2023 to Mar 12, 2024
- Individual clients · 745 to 408Aug 6, 2023 to Mar 12, 2024
- State-registered IARs · 1 to 2Aug 6, 2023 to Mar 12, 2024
- Discretionary RAUM · $0 to $85.7MAug 6, 2023 to Mar 12, 2024
- Individual RAUM · $103M to $115MAug 6, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $103M to $29.8MAug 6, 2023 to Mar 12, 2024
- RAUM · $103M to $115MAug 6, 2023 to Mar 12, 2024
- Advisory activities · 1 to 2Mar 21, 2023 to Aug 6, 2023
- Accounts · 728 to 745Jan 17, 2023 to Mar 21, 2023
- Individual clients · 728 to 745Jan 17, 2023 to Mar 21, 2023
- Employees · 3 to 7Jan 17, 2023 to Mar 21, 2023
- Individual RAUM · $64.3M to $103MJan 17, 2023 to Mar 21, 2023
- Non-discretionary RAUM · $64.3M to $103MJan 17, 2023 to Mar 21, 2023
- RAUM · $64.3M to $103MJan 17, 2023 to Mar 21, 2023
- Related broker-dealer · false to trueDec 8, 2022 to Jan 4, 2023
- Employees · 4 to 3Nov 29, 2022 to Dec 8, 2022
- Insurance-licensed employees · 1 to 0Nov 29, 2022 to Dec 8, 2022
- Organization form · Corporation to Limited Liability CompanyNov 29, 2022 to Dec 8, 2022
- Succession · false to trueNov 29, 2022 to Dec 8, 2022
- Business name · P••• F••••••• I••• to P••• I••••••••• A•••••••• L•••Dec 8, 2022 to Dec 8, 2022
- Legal name · P••• F••••••• I••• to P••• I••••••••• A•••••••• L•••Dec 8, 2022 to Dec 8, 2022
- Succession · true to falseDec 8, 2022 to Dec 8, 2022
- Accounts · 441 to 728Sep 19, 2022 to Nov 29, 2022
- Individual clients · 441 to 728Sep 19, 2022 to Nov 29, 2022
- Employees · 3 to 4Sep 19, 2022 to Nov 29, 2022
- Individual RAUM · $53.7M to $64.3MSep 19, 2022 to Nov 29, 2022
- Non-discretionary RAUM · $53.7M to $64.3MSep 19, 2022 to Nov 29, 2022
- RAUM · $53.7M to $64.3MSep 19, 2022 to Nov 29, 2022
- Business name · P•••• L•• to P••• F••••••• I•••Jul 26, 2022 to Sep 19, 2022
- Legal name · P•••• L•• to P••• F••••••• I•••Jul 26, 2022 to Sep 19, 2022
Signals
7 dated events
- P••• I••••••••• A•••••••• L••• reported RAUM $669.6M, up 480% from $115.5M (2024-08-31 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Yves Pascal Cevaer-Corey (President) no longer on Schedule A of P••• I••••••••• A•••••••• L••• (listed 2023-01-04, absent 2023-01-09)Jan 9, 2023 · Control person left · inference
- Robert Edward Tedeschi (Partner) no longer on Schedule A of P••• I••••••••• A•••••••• L••• (listed 2023-01-04, absent 2023-01-09)Jan 9, 2023 · Control person left · inference
- Joseph Peter Corey (Partner) no longer on Schedule A of P••• I••••••••• A•••••••• L••• (listed 2023-01-04, absent 2023-01-09)Jan 9, 2023 · Control person left · inference
- Lee Christopher Ainsworth (Chief Compliance Officer) appeared on Schedule A of P••• I••••••••• A•••••••• L•••Nov 29, 2022 · Control person joined · fact
- P••• F••••••• I••• filed its initial SEC registration (Form ADV)Jun 23, 2022 · First SEC registration · fact
- P••• F••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 23, 2022 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- pavefinance.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-690-2800reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $335Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026