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RIA / WealthAdvisor25 years in industry

CLIFFORD G. WANG

Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC

NEWTOWN, PA | Atlanta, GA

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Search this name across graphsid dfx:ria:f3a9de0d-973d-6fb9-1a84-9da1714dd2d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIN STREET FINANCIAL SOLUTIONS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 13, 2000
First registration: Mar 7, 2008
Dual registered: no
IAPD individual key: 4215550

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIN STREET FINANCIAL SOLUTIONS, LLC	Independent wealth	Mar 1, 2024	n/a	yes	NEWTOWN, PA\|Atlanta, GA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 12, 2015	Mar 15, 2024	no	Atlanta, GA	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jun 4, 2010	Oct 29, 2015	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 21, 2010	no	ATLANTA, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jul 24, 2008	Jun 1, 2009	no	ATLANTA, GA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Mar 7, 2008	Aug 22, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	MAIN STREET FINANCIAL SOLUTIONS, LLC	Mar 15, 2024	Mar 1, 2024	-14	Firm change	Ibd to RIA
BARCLAYS CAPITAL INC.	RBC CAPITAL MARKETS, LLC	Oct 29, 2015	Oct 12, 2015	-17	Firm change	Other
MORGAN STANLEY	BARCLAYS CAPITAL INC.	Jun 21, 2010	Jun 4, 2010	-17	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
DEUTSCHE BANK SECURITIES INC.	MORGAN STANLEY & CO. LLC	Aug 22, 2008	Jul 24, 2008	-29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
31194:305834:GA:2024-03-15	Mar 15, 2024	Mar 1, 2024	ATLANTA, GA	Firm change
19714:31194:GA:2015-10-29	Oct 29, 2015	Oct 12, 2015	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: current employment
Mar 1, 2024 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 12, 2015 to Mar 15, 2024factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jun 4, 2010 to Oct 29, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 21, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jul 24, 2008 to Jun 1, 2009factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Mar 7, 2008 to Aug 22, 2008factForm ADV

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
Clifford G. Wang left Rbc Capital Markets, Llc for Main Street Financial Solutions, Llc (registered 2024-03-01)
Form ADVobserved 4 days ago