RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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C••••••• G• W•••
- M••• S••••• F•••••••• S••••••••• L•• independent RIA currentsince Mar 1, 2024 · Newtown, Pa
- R•• C•••••• M••••••• L•• national BDOct 12, 2015 to Mar 15, 2024 · Atlanta, Ga
- B••••••• C•••••• I••• formerJun 4, 2010 to Oct 29, 2015 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 21, 2010 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedJul 24, 2008 to Jun 1, 2009 · Atlanta, Ga
- D••••••• B••• S••••••••• I••• no RAUMMar 7, 2008 to Aug 22, 2008 · Atlanta, Ga
- R•• C•••••• M••••••• L•• to M••• S••••• F•••••••• S••••••••• L••left Mar 15, 2024, registered Mar 1, 2024 (-14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••••••• C•••••• I••• to R•• C•••••• M••••••• L••left Oct 29, 2015, registered Oct 12, 2015 (-17 days) · Other · moved with a team
- M••••• S•••••• to B••••••• C•••••• I•••left Jun 21, 2010, registered Jun 4, 2010 (-17 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- D••••••• B••• S••••••••• I••• to M••••• S•••••• • C•• L••left Aug 22, 2008, registered Jul 24, 2008 (-29 days) · Other
- C••••••• G• W••• left R•• C•••••• M••••••• L•• for M••• S••••• F•••••••• S••••••••• L•• (registered 2024-03-01)Mar 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address