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RIA / WealthAdvisor24 years in industry

KEVIN JAY AGUAS

Advisor at CROSS STATE FINANCIAL GROUP LLC

FLAGSTAFF, AZ | ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:f3abb664-ee29-fbcc-fde8-8f48b3d3e0d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CROSS STATE FINANCIAL GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 5, 2002
First registration: Sep 5, 2003
Dual registered: no
Other names: KEVIN AGUAS
IAPD individual key: 4573669

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CROSS STATE FINANCIAL GROUP LLC	Independent wealth	Dec 20, 2018	n/a	yes	FLAGSTAFF, AZ\|ALBUQUERQUE, NM	Current employment
PFG ADVISORS	Independent wealth	Apr 20, 2018	Dec 10, 2018	no	FLAGSTAFF, AZ	Previous registration
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Sep 1, 2009	Dec 10, 2018	no	SCOTTSDALE, AZ\|FLAGSTAFF, AZ	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Feb 16, 2005	Jun 30, 2009	no	FLAGSTAFF, AZ\|FLAGSTAFF, AZ	Previous registration
RUBICON FINANCIAL NETWORK	State registered	Sep 5, 2003	Jan 31, 2005	no	TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	CROSS STATE FINANCIAL GROUP LLC	Dec 10, 2018	Dec 20, 2018	10	Firm change	RIA to RIA
CUE FINANCIAL GROUP, INC.	PFG ADVISORS	Dec 10, 2018	Apr 20, 2018	-234	Firm change after gap	RIA to RIA
GENEOS WEALTH MANAGEMENT, INC.	CUE FINANCIAL GROUP, INC.	Jun 30, 2009	Sep 1, 2009	63	Firm change	Other
RUBICON FINANCIAL NETWORK	GENEOS WEALTH MANAGEMENT, INC.	Jan 31, 2005	Feb 16, 2005	16	Firm change	Other

Relationships

Registered with (5)

→ CROSS STATE FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Dec 20, 2018 to presentfactForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2018 to Dec 10, 2018factForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 1, 2009 to Dec 10, 2018factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 16, 2005 to Jun 30, 2009factForm ADV
→ RUBICON FINANCIAL NETWORKRegistered adviserregistration: previous registration
Sep 5, 2003 to Jan 31, 2005factForm ADV

Dated events

No dated event names this entity yet.