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S••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

S••••• R••••••

Advisor at M••••• S••••••

Florence, AL | Huntsville, AL

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Search this name across graphsid dfx:ria:f3bcc5e4-b512-8605-3062-9e5e32870e11

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 21, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 17, 2026	n/a	yes	Florence, AL\|Huntsville, AL	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	May 30, 2013	Jun 17, 2026	no	KANKAKEE, IL\|BOURBONNAIS, IL\|PALOS HILLS, IL\|BRADLEY, IL\|TINLEY PARK, IL\|ORLAND PARK, IL\|ORLAND PARK, IL\|FRANKFORT, IL\|HARTSELLE, AL\|DECATUR, AL\|ATHENS, AL\|DECATUR, AL\|CHICAGO, IL\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|MADISON, AL\|MADISON, AL\|ATHENS, AL\|MADISON, AL\|HUNTSVILLE, AL\|HUNTSVILLE, AL\|Hunstville, AL\|HUNTSVILLE, AL\|MADISON, AL\|HUNTSVILLE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	M••••• S••••••	Jun 17, 2026	Jun 17, 2026	0	Firm change	Ibd to wirehouse
L•• F•••••••• L••	P•• W••••• M•••••••••	Jun 12, 2013	May 30, 2013

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
May 30, 2013 to Jun 17, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2012 to Jun 12, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
S••••• R•••••• left P•• W••••• M••••••••• for M••••• S•••••• (registered 2026-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3bcc5e4-b512-8605-3062-9e5e32870e11
First observed: Nov 24, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.