DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Steven Reardon
At current firm
0 y
since Jun 17, 2026
In the industry
17 y
since Nov 21, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 17, 2026 · Florence, Al
- Pnc Wealth Management BD affiliatedMay 30, 2013 to Jun 17, 2026 · Kankakee, Il
- LPL Financial LLC BD affiliatedAug 28, 2012 to Jun 12, 2013 · Morris, Il
- Chase Investment Services Corp. formerDec 7, 2010 to Aug 6, 2012 · Romeoville, Il
- Brookstone Investment Advisory Services formerJun 7, 2010 to Jul 14, 2010 · Warrenville, Il
- Wells Fargo Advisors wirehouseNov 24, 2008 to Apr 5, 2010 · Joliet, Il
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Morgan Stanleyleft Jun 17, 2026, registered Jun 17, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
- LPL Financial LLC to Pnc Wealth Managementleft Jun 12, 2013, registered May 30, 2013 (-13 days) · Other
- Chase Investment Services Corp. to LPL Financial LLCleft Aug 6, 2012, registered Aug 28, 2012 (22 days) · Other
- Brookstone Investment Advisory Services to Chase Investment Services Corp.left Jul 14, 2010, registered Dec 7, 2010 (146 days) · Other
- Wells Fargo Advisors to Brookstone Investment Advisory Servicesleft Apr 5, 2010, registered Jun 7, 2010 (63 days) · Other
Signals
- Steven Reardon left Pnc Wealth Management for Morgan Stanley (registered 2026-06-17)Jun 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address