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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

NEIL ROBERT BRADIE

Advisor at NFSG CORPORATION

CORAL SPRINGS, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:f40d156f-ca62-4dcf-8550-ada22bbbe3b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFSG CORPORATION
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: May 9, 1983
First registration: Oct 5, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1110662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NFSG CORPORATION	Bd affiliated wealth	Apr 2, 2025	n/a	yes	BOCA RATON, FL\|CORAL SPRINGS, FL	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 12, 2024	Mar 31, 2025	no	AUSTIN, TX\|Boca Raton, FL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 17, 2014	Oct 30, 2024	no	BOCA RATON, FL\|CORAL SPRINGS, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Jan 15, 2014	no	CORAL SPRINGS, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Sep 14, 2010	Feb 13, 2013	no	FT. LAUDERDALE, FL\|CORAL SPRINGS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Sep 3, 2010	no	CORAL SPRINGS, FL\|CORAL SPRINGS, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 5, 2000	Jul 1, 2003	no	CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	NFSG CORPORATION	Mar 31, 2025	Apr 2, 2025	2	Firm change	Ibd to ibd
B. RILEY WEALTH ADVISORS, INC.	KESTRA ADVISORY SERVICES, LLC	Oct 30, 2024	Nov 12, 2024	13	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	B. RILEY WEALTH ADVISORS, INC.	Jan 15, 2014	Sep 17, 2014	245	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN KEEGAN & COMPANY, LLC	Sep 3, 2010	Sep 14, 2010	11	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115927:283330:FL:2024-10-30	Oct 30, 2024	Nov 12, 2024	CORAL SPRINGS, FL	Firm change

Relationships

Registered with (7)

→ NFSG CORPORATIONRegistered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 12, 2024 to Mar 31, 2025factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 17, 2014 to Oct 30, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Jan 15, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Sep 14, 2010 to Feb 13, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Sep 3, 2010factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 5, 2000 to Jul 1, 2003factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Neil Robert Bradie left Kestra Advisory Services, Llc for Nfsg Corporation (registered 2025-04-02)
Form ADVobserved 5 days ago
Occurred
Oct 30, 2024
Advisor changed firm
Neil Robert Bradie left B. Riley Wealth Advisors, Inc. for Kestra Advisory Services, Llc (registered 2024-11-12)
Form ADVobserved 5 days ago