DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Neil Robert Bradie

Nfsg CorporationBD affiliatedCoral Springs, Fl dual registrantIAPD 1110662

Feed of 09/15/2026

At current firm

1 y

since Apr 2, 2025

In the industry

43 y

since May 9, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Nfsg Corporation BD affiliated current
since Apr 2, 2025 · Boca Raton, Fl
Kestra Advisory Services, LLC BD affiliated
Nov 12, 2024 to Mar 31, 2025 · Austin, Tx
B. Riley Wealth Advisors, Inc. BD affiliated
Sep 17, 2014 to Oct 30, 2024 · Boca Raton, Fl
Raymond James & Associates, Inc. national BD
Feb 13, 2013 to Jan 15, 2014 · Coral Springs, Fl
Morgan Keegan & Company, LLC former
Sep 14, 2010 to Feb 13, 2013 · Ft. Lauderdale, Fl
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Sep 3, 2010 · Coral Springs, Fl
Prudential Equity Group, LLC unclassified
Oct 5, 2000 to Jul 1, 2003 · Coral Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to Nfsg Corporation
left Mar 31, 2025, registered Apr 2, 2025 (2 days) · Affiliated broker-dealer or bank to another
B. Riley Wealth Advisors, Inc. to Kestra Advisory Services, LLC
left Oct 30, 2024, registered Nov 12, 2024 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
Raymond James & Associates, Inc. to B. Riley Wealth Advisors, Inc.
left Jan 15, 2014, registered Sep 17, 2014 (245 days) · Other
Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Morgan Keegan & Company, LLC
left Sep 3, 2010, registered Sep 14, 2010 (11 days) · Other
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

Neil Robert Bradie left Kestra Advisory Services, Llc for Nfsg Corporation (registered 2025-04-02)
Mar 31, 2025 · Advisor changed firm · fact
Neil Robert Bradie left B. Riley Wealth Advisors, Inc. for Kestra Advisory Services, Llc (registered 2024-11-12)
Oct 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address