DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• W••••• M••••••••• I•••
Latest filing Mar 4, 2026
First filing on the tape Apr 14, 2022 · 18 filings
SEC status approved since May 13, 2022
RAUM
$103M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$95.9M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$25.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$103M as of Mar 4, 2026
Mar 27, 2023$67.3M then
HNW client RAUM$88.1M as of Mar 4, 2026
Mar 27, 2023$40.4M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Mar 27, 20232 then
Employees (5.A)4 as of Mar 4, 2026
Mar 27, 20233 then
Private funds: no history
RAUM +26% over the last fiscal year+15% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $25.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $543,959derivedHNW RAUM over HNW clients
- Average account
- $499,777derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $103MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$88.1M85%
- Individuals$7.8M7.5%
- Corporations and businesses$5.6M5.4%
- Charitable organizations$1.9M1.8%
- Individual clients
- 41reported
- HNW clients
- 162reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 207reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T• M•••••• from H•••••• T••••••• • K•••• L••Apr 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• M•••••• from B• R•••• W••••• A•••••••• I•••Jun 29, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••• B•••• H•••••• from B• R•••• W••••• A•••••••• I•••Jun 29, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B• R•••• W••••• A•••••••• I•••Jun 29, 2022 · White Plains, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• G••••• B•••• · President & Chief Compliance Officercontrolsince 06/2022 · owns 75% or more
Related persons
Schedule D 7.A
- B••••••••• I•••••••• A•••••• L••real estaten
- M••• A••••• I•••real estaten
- N•••• S•••• L••• • H••••• A••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Somers, Ny | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 180 to 207Apr 14, 2025 to Mar 4, 2026
- Advisory employees · 2 to 3Apr 14, 2025 to Mar 4, 2026
- Charity clients · 2 to 1Apr 14, 2025 to Mar 4, 2026
- HNW clients · 152 to 162Apr 14, 2025 to Mar 4, 2026
- Individual clients · 23 to 41Apr 14, 2025 to Mar 4, 2026
- Employees · 3 to 4Apr 14, 2025 to Mar 4, 2026
- State-registered IARs · 2 to 3Apr 14, 2025 to Mar 4, 2026
- Discretionary RAUM · $82.3M to $103MApr 14, 2025 to Mar 4, 2026
- HNW RAUM · $68.5M to $88.1MApr 14, 2025 to Mar 4, 2026
- Individual RAUM · $6.0M to $7.8MApr 14, 2025 to Mar 4, 2026
- RAUM · $82.3M to $103MApr 14, 2025 to Mar 4, 2026
- Accounts · 172 to 180Apr 11, 2024 to Apr 14, 2025
- HNW clients · 47 to 152Apr 11, 2024 to Apr 14, 2025
- Individual clients · 119 to 23Apr 11, 2024 to Apr 14, 2025
- Financial planning clients · unset to Apr 11, 2024 to Apr 14, 2025
- HQ city · JERICHO to Apr 11, 2024 to Apr 14, 2025
- HQ state · NY to Apr 11, 2024 to Apr 14, 2025
- Discretionary RAUM · $71.2M to $82.3MApr 11, 2024 to Apr 14, 2025
- HNW RAUM · $34.2M to $68.5MApr 11, 2024 to Apr 14, 2025
- Individual RAUM · $29.5M to $6.0MApr 11, 2024 to Apr 14, 2025
- RAUM · $71.2M to $82.3MApr 11, 2024 to Apr 14, 2025
- Accounts · 179 to 172Oct 12, 2023 to Mar 14, 2024
- HNW clients · 44 to 47Oct 12, 2023 to Mar 14, 2024
- Individual clients · 83 to 119Oct 12, 2023 to Mar 14, 2024
- Other offices · 0 to 2Oct 12, 2023 to Mar 14, 2024
- Discretionary RAUM · $67.3M to $71.2MOct 12, 2023 to Mar 14, 2024
- HNW RAUM · $40.4M to $34.2MOct 12, 2023 to Mar 14, 2024
- Individual RAUM · $20.6M to $29.5MOct 12, 2023 to Mar 14, 2024
- RAUM · $67.3M to $71.2MOct 12, 2023 to Mar 14, 2024
- Accounts · 163 to 179Dec 5, 2022 to Mar 27, 2023
- Charity clients · 0 to 2Dec 5, 2022 to Mar 27, 2023
- HNW clients · 39 to 44Dec 5, 2022 to Mar 27, 2023
- Individual clients · 96 to 83Dec 5, 2022 to Mar 27, 2023
- Discretionary RAUM · $59.6M to $67.3MDec 5, 2022 to Mar 27, 2023
- HNW RAUM · $37.0M to $40.4MDec 5, 2022 to Mar 27, 2023
- Individual RAUM · $18.5M to $20.6MDec 5, 2022 to Mar 27, 2023
- RAUM · $59.6M to $67.3MDec 5, 2022 to Mar 27, 2023
- Accounts · 0 to 163Jul 20, 2022 to Aug 17, 2022
- Corporate clients · 0 to 3Jul 20, 2022 to Aug 17, 2022
- HNW clients · 0 to 39Jul 20, 2022 to Aug 17, 2022
Signals
4 dated events
- Kathy Partsinevelos (President & Chief Compliance Officer) no longer on Schedule A of S•••• W••••• M••••••••• I••• (listed 2022-04-14, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Bryan Glenn Hechler (President & Chief Compliance Officer) appeared on Schedule A of S•••• W••••• M••••••••• I•••Jun 29, 2022 · Control person joined · fact
- 2 advisors left B• R•••• W••••• A•••••••• I••• (White Plains, NY) for S•••• W••••• M••••••••• I••• on the same dayJun 29, 2022 · Team lift-out · derived
- S•••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 14, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- glennhechler.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 844-782-4396reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026