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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Christopher Anthony Impellitteri

Advisor at J.P. MORGAN SECURITIES LLC

VENTURA, CA | MOORPARK, CA

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Search this name across graphsid dfx:ria:f42936df-2ada-421b-195c-8079b47b4ba3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 2, 2010
First registration: Jul 12, 2010
Dual registered: yes, broker-dealer
Other names: CHRIS ANTHONY IMPELLITTERI|CHRIS ANTHONY|Christopher Anthony Impellitteri|Chris Anthony Anthony|CHRIS IMPELLITTERI
IAPD individual key: 5772744

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 11, 2026	n/a	yes	VENTURA, CA\|MOORPARK, CA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Apr 17, 2025	no	Beverly Hills, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 12, 2012	Sep 7, 2023	no	BEVERLY HILLS, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 12, 2012	Oct 14, 2022	no	Beverly Hills, CA\|OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 12, 2010	Oct 24, 2011	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Apr 17, 2025	Feb 11, 2026	300	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Oct 12, 2012	-3,654	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Oct 24, 2011	Oct 12, 2012	354	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Apr 17, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 12, 2012 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 12, 2012 to Oct 14, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 12, 2010 to Oct 24, 2011factForm ADV

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
Christopher Anthony Impellitteri left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2026-02-11)
Form ADVobserved 3 days ago