S••••• W•••••••

Advisor at W••••••• A•••••••

Bee Cave, TX | BEE CAVE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4300d72-8b13-13b2-640d-e42d4659346f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• A•••••••	Independent wealth	Jan 6, 2025	n/a	yes	Bee Cave, TX\|BEE CAVE, TX	Current employment
C••••••• P•••••••• I•••	Independent wealth	Jul 8, 2022	Jan 3, 2025	no	Austin, TX\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• I•••	W••••••• A•••••••	Jan 3, 2025	Jan 6, 2025	3	Firm change	RIA to RIA
B•••••••• A•••• M••••••••• L••	C••••••• P•••••••• I•••	Aug 5, 2022	Jul 8, 2022

Relationships

Registered with (6)

→ W••••••• A•••••••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2022 to Jan 3, 2025factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2021 to Aug 5, 2022factForm ADV
→ N••••••• W••••• P••••••• L••Registered adviser

Dated events

Occurred
Jan 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4300d72-8b13-13b2-640d-e42d4659346f
First observed: Jun 27, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.