DFX Intelligence

C••••••••• E••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

C••••••••• E••• L•••••••••

Advisor at C• A•••••••• L••

BOSTON, MA | NEW HOPE, PA

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Search this name across graphsid dfx:ria:f43c0905-4950-ad6c-f392-100200c4f7cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Aug 29, 2025	n/a	yes	NEW HOPE, PA\|BOSTON, MA	Current employment
C•• I••••••••• G••••• L••	Former SEC adviser	Jul 15, 2021	Sep 3, 2025	no	NEW HOPE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• I••••••••• G••••• L••	C• A•••••••• L••	Sep 3, 2025	Aug 29, 2025	-5	Firm change	RIA to RIA
W•••• F•••• A•••••••	C•• I••••••••• G••••• L••	Jun 3, 2021	Jul 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
313354:310873:PA:2025-09-03	Sep 3, 2025	Aug 29, 2025	NEW HOPE, PA	Firm change
11025:313354:PA:2021-06-03	Jun 3, 2021	Jul 15, 2021	NEW HOPE, PA	Firm change

Relationships

Registered with (4)

→ C• A•••••••• L••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ C•• I••••••••• G••••• L••Registered adviserregistration: previous registration
Jul 15, 2021 to Sep 3, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 7, 2011 to Jun 3, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f43c0905-4950-ad6c-f392-100200c4f7cf
First observed: Jun 30, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.