DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••
STARKVILLE, MS | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• | Independent wealth | Aug 13, 2026 | n/a | yes | NEW YORK, NY|STARKVILLE, MS | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | Feb 12, 2019 | no | STARKVILLE, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | S•••• | Feb 12, 2019 | Aug 13, 2026 | 2,739 | Firm change after gap | Ibd to RIA |
| C••••• I••••••••• S••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 21, 2014 | Jan 21, 2014 |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Mar 22, 2013 | Jan 21, 2014 | no | STARKVILLE, MS|ST CLOUD, MN | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Jun 9, 2011 | no | STARKVILLE, MS | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Nov 21, 2008 | Jan 2, 2009 | no | STARKVILLE, MS | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C••••• I••••••••• S••••••• L•• | Jun 9, 2011 | Mar 22, 2013 | 652 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |