DFX Intelligence

Z•••••• A••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Z•••••• A••••• L•••••••

Advisor at A••• W••••• A••••••• L••

WOBURN, MA

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Search this name across graphsid dfx:ria:f45fa483-c800-7f65-5d42-80226f30c617

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• A••••••• L••	Independent wealth	Oct 25, 2024	n/a	yes	WOBURN, MA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Jul 28, 2014	Oct 25, 2024	no	WALTHAM, MA\|WESTON, MA\|MAYNARD, MA\|WOBURN, MA\|LEXINGTON, MA\|NO. WALTHAM, MA\|BURLINGTON, MA\|WESTON, MA\|NO. WALTHAM, MA\|NO. WALTHAM, MA\|BELMONT, MA\|BELMONT, MA\|Woburn, MA\|NO. WALTHAM, MA\|NO. WALTHAM, MA\|JOHNSTON, RI\|HUDSON, NH\|Woburn, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	A••• W••••• A••••••• L••	Oct 25, 2024	Oct 25, 2024	0	Firm change	Ibd to RIA
S•••••••• S•••••••••	C••••••• S••••••••• I•••	Aug 1, 2014	Jul 28, 2014

Relationships

Registered with (3)

→ A••• W••••• A••••••• L••Registered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2014 to Oct 25, 2024factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Jun 10, 2013 to Aug 1, 2014factForm ADV

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f45fa483-c800-7f65-5d42-80226f30c617
First observed: Jun 10, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.