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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

SEAN MICHAEL COOK

Advisor at COMMONWEALTH FINANCIAL NETWORK

FORT WASHINGTON, PA | Philadelphia, PA

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Search this name across graphsid dfx:ria:f46cd650-f54f-e97c-3cef-8fd43e3b1cf2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 4, 1998
First registration: Sep 2, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 3115493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 16, 2013	n/a	yes	FORT WASHINGTON, PA\|Philadelphia, PA	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 11, 2012	May 16, 2013	no	FORT WASHINGTON, PA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 1, 2012	May 16, 2013	no	FORT WASHINGTON, PA	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	Sep 2, 2009	Jun 1, 2012	no	FORT WASHINGTON, PA\|HORSHAM, PA\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	COMMONWEALTH FINANCIAL NETWORK	May 16, 2013	May 16, 2013	0	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	May 16, 2013	Jun 11, 2012	-339	Firm change after gap	Other
CINCINNATI ANALYSTS, INC	LINCOLN INVESTMENT	Jun 1, 2012	Jun 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
May 16, 2013 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jun 11, 2012 to May 16, 2013factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 1, 2012 to May 16, 2013factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Sep 2, 2009 to Jun 1, 2012factForm ADV

Dated events

No dated event names this entity yet.