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RIA / WealthAdvisor26 years in industry

JAMES PATRICK PANOS

Advisor at PANOS FINANCIAL PARTNERS, LLC

BOSTON, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PANOS FINANCIAL PARTNERS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 31, 2000
First registration: Sep 25, 2006
Dual registered: no
IAPD individual key: 4135718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PANOS FINANCIAL PARTNERS, LLC	State registered	Aug 16, 2011	n/a	yes	BOSTON, MA	Current employment
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Jun 30, 2009	Sep 14, 2011	no	BEAVERCREEK, OH	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Jun 25, 2007	Jun 16, 2009	no	BOSTON, MA\|BOSTON, MA	Previous registration
MOORS & CABOT INC	n/a	Sep 25, 2006	Jun 25, 2007	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTMINSTER FINANCIAL ADVISORY CORP	PANOS FINANCIAL PARTNERS, LLC	Sep 14, 2011	Aug 16, 2011	-29	Firm change	Other
MOORS & CABOT, INC	WESTMINSTER FINANCIAL ADVISORY CORP	Jun 16, 2009	Jun 30, 2009	14	Firm change	Other
MOORS & CABOT INC	MOORS & CABOT, INC	Jun 25, 2007	Jun 25, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ PANOS FINANCIAL PARTNERS, LLCRegistered adviserregistration: current employment
Aug 16, 2011 to presentfactForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
Jun 30, 2009 to Sep 14, 2011factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Jun 25, 2007 to Jun 16, 2009factForm ADV
→ MOORS & CABOT INCRegistered adviserregistration: previous registration
Sep 25, 2006 to Jun 25, 2007factForm ADV

Dated events

No dated event names this entity yet.