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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BRETT WILLIAM BOUDREAUX

Advisor at ADVICE AND PLANNING SERVICES

Maypearl, TX | Frisco, TX

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Search this name across graphsid dfx:ria:f47348e3-0923-c191-c1f5-a8f8decb757f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 6, 2005
First registration: Jul 17, 2008
Dual registered: yes, broker-dealer
Other names: BRETT BOUDREAUX
IAPD individual key: 4987744

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 26, 2016	n/a	yes	Frisco, TX\|Maypearl, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 5, 2016	no	FT. WORTH, TX\|BEDFORD, TX\|SOUTHLAKE, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 21, 2009	Oct 1, 2012	no	FT. WORTH, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 17, 2008	Oct 26, 2009	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 17, 2008	Oct 26, 2009	no	WestLake, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Jan 5, 2016	Jan 26, 2016	21	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHASE INVESTMENT SERVICES CORP.	Oct 26, 2009	Oct 21, 2009	-5	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 26, 2009	Jul 17, 2008	-466	Channel change	Other

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jan 26, 2016 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 5, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 21, 2009 to Oct 1, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 17, 2008 to Oct 26, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 17, 2008 to Oct 26, 2009factForm ADV

Dated events

No dated event names this entity yet.