RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W•••••• B••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 26, 2016 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 5, 2016 · Ft. Worth, Tx
- C•••• I••••••••• S••••••• C•••• formerOct 21, 2009 to Oct 1, 2012 · Ft. Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 17, 2008 to Oct 26, 2009 · Fort Worth, Tx
- T• A••••••••• I••• formerJul 17, 2008 to Oct 26, 2009 · Westlake, Tx
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 5, 2016, registered Jan 26, 2016 (21 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to C•••• I••••••••• S••••••• C••••left Oct 26, 2009, registered Oct 21, 2009 (-5 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 26, 2009, registered Jul 17, 2008 (-466 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address