DFX Intelligence

S••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S••••••• C••••••• L•••

CRD 333741

FORT WORTH, TX

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Search this name across graphsid dfx:ria:f48987ef-93e0-1a6a-6b55-712221252243

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 14
On other graphs: 0
Observed: Nov 20, 2024 to Aug 26, 2026
5 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C•••••••• M••••••••• L•••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $10B••• Locked
Discretionary RAUM: $10B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 70

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• P••••••• M•••••• L•••	Hedge Fund	$4.1B	Aug 26, 2026	19	Aug 29, 2024	reported	021-512681
S••••••• M•••••• S•• • S••••••• A••• S•	Hedge Fund	$3.1B	Aug 26, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• T•••••• N••••••	DEPUTY CHIEF INVESTMENT OFFICER	Na	yes	11/2024	Nov 20, 2024	Nov 20, 2024
C•••••• C•••••••• A••	CHIEF INVESTMENT OFFICER	Na	yes	11/2024	Nov 20, 2024	Nov 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• M••••••••• L•••	n/a	Other adviser	$23B	Y	yes	n/a
B•••••• C•••••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
B•••••• C••••••• I•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$10B	$10B	70	43	1	3	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10B	n/a	n/a	n/a	n/a	70	n/a	1	n/a

Relationships

Affiliated with (1)

→ C•••••••• M••••••••• L•••Registered adviserother investment adviser, bank, control, common control
factForm ADV

Advises (3)

→ S••••••• P••••••• M•••••• L•••Private fundHedge Fund, IA
Aug 29, 2024 to presentfactForm ADV
→ S••••••• M•••••• S•• • S••••••• A•••• S•Private fundHedge Fund, IA
Mar 1, 2018 to presentfactForm ADV
→

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Aug 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Aug 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f48987ef-93e0-1a6a-6b55-712221252243
First observed: Nov 20, 2024
Last observed: Aug 26, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.