DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C••••••• L•••
Latest filing Aug 26, 2026
First filing on the tape Nov 20, 2024 · 5 filings
SEC status approved since Jan 2, 2025
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
43 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$10B as of Aug 26, 2026
May 16, 2025$8.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
May 16, 20250 then
Employees (5.A)70 as of Aug 26, 2026
May 16, 202559 then
Private funds3 as of Aug 26, 2026
May 16, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$10B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• T•••••• N•••••• · Deputy Chief Investment Officercontrolsince 11/2024 · owns less than 5%
- C•••••• C•••••••• A•• · Chief Investment Officercontrolsince 11/2024 · owns less than 5%
- D•••••• A••• · Chief Risk Officercontrolsince 11/2024 · owns less than 5%
- L••••• M••••••• A••• · Chief Administrative Officercontrolsince 11/2024 · owns less than 5%
- M••••••• S••••• N••• · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- N•••••• S••••• M•••••• · Head Of Client Partnership Groupcontrolsince 11/2024 · owns less than 5%
- P•••••• B•••• · Chief Operating Officercontrolsince 11/2024 · owns less than 5%
- B•••• E••••• · Limited Partnersince 07/2005 · owns 75% or more of F••• L••• L•••
- B•••• E••••• · Membersince 07/2005 · owns 75% or more of F••• L••• G• L••
- B••••••• D••••••• K••••• · Sole Shareholdersince 12/1997 · owns 75% or more of C•••••••• I••••••••• I•••
Entity owners
- C•••••••• M••••••••• L••• · Limited Partnerdirect · owns 75% or more
- S••••••• I••••••••• L•• · General Partnerdirect · owns less than 5%
- C•••••••• M••••••••• L••• · Sole Ownerindirect · owns 75% or more of S••••••• I••••••••• L••
- C•••••••• I••••••••• I••• · General Partnerindirect · owns F of C•••••••• M••••••••• L•••
- F••• L••• G• L•• · General Partnerindirect · owns F of F••• L••• L•••
- F••• L••• L••• · Memberindirect · owns 75% or more of T••• L••• G• L••
- F••• L••• L••• · Limited Partnerindirect · owns 75% or more of T••• L•••• L•••
- T••• L••• G• L•• · General Partnerindirect · owns F of T••• L•••• L•••
- T••• L•••• L••• · Limited Partnerindirect · owns 25% to 50% of C•••••••• M••••••••• L•••
Related persons
Schedule D 7.A
- B•••••• C•••••• M••••••••• L•••investment advisern
- B•••••• C••••••• I•••n
- C•••••••• C••••• S••• L•••investment adviserpooled vehicle sponsorn
- C•••••••• C•••••• I•••investment adviserpooled vehicle sponsorn
- C•••••••• M••••••••• L•••investment adviserbankyRAUM $23B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 39 to 43Jan 23, 2026 to Mar 31, 2026
- Employees · 59 to 70Jan 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $8.2B to $10BJan 23, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $8.2B to $10BJan 23, 2026 to Mar 31, 2026
- RAUM · $8.2B to $10BJan 23, 2026 to Mar 31, 2026
- Accounts · 0 to 3Nov 20, 2024 to May 16, 2025
- Pooled vehicle clients · 0 to 3Nov 20, 2024 to May 16, 2025
- Financial planning clients · unset to Nov 20, 2024 to May 16, 2025
- Other offices · 0 to 1Nov 20, 2024 to May 16, 2025
- Private funds · unset to 3Nov 20, 2024 to May 16, 2025
- Discretionary RAUM · $0 to $8.2BNov 20, 2024 to May 16, 2025
- Pooled vehicle RAUM · unset to 8247512704.0Nov 20, 2024 to May 16, 2025
- RAUM · $0 to $8.2BNov 20, 2024 to May 16, 2025
Signals
1 dated events
- S••••••• C••••••• L••• filed its initial SEC registration (Form ADV)Nov 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summittxreportedpublic record, Form ADV, Sep 18, 2026
- Website
- summittxcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-769-1578reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026