DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner22 years in industry

EDWARD STEPHEN DEVINE

Advisor at ROTH BUILDER INVESTMENTS

Chula Vista, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4954454-fb5e-9fde-9a5f-854fde1b3fc9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROTH BUILDER INVESTMENTS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 7, 2004
First registration: Jul 8, 2004
Dual registered: no
Other names: EDWARD STEPHEN DEVINE|EDWARD STEPHEN DEVINE|ED DEVINE
IAPD individual key: 4771210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROTH BUILDER INVESTMENTS	State registered	Jan 23, 2026	n/a	yes	Chula Vista, CA	Current employment
ROTH BUILDER INVESTMENTS	State registered	Apr 29, 2021	Dec 31, 2025	no	Chula Vista, CA	Previous registration
CREATIVE PLANNING	Independent wealth	Apr 4, 2016	Jan 18, 2018	no	San Diego, CA\|OVERLAND PARK, KS	Previous registration
STRONGHOLD FINANCIAL, LLC	Former SEC adviser	Oct 24, 2014	Mar 8, 2017	no	SAN DIEGO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Oct 30, 2007	no	VISTA, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jun 9, 2006	May 29, 2007	no	VISTA, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Oct 27, 2005	May 30, 2006	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 8, 2004	Oct 11, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVE PLANNING	ROTH BUILDER INVESTMENTS	Jan 18, 2018	Apr 29, 2021	1,197	Firm change after gap	Other
STRONGHOLD FINANCIAL, LLC	CREATIVE PLANNING	Mar 8, 2017	Apr 4, 2016	-338	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	STRONGHOLD FINANCIAL, LLC	Oct 30, 2007	Oct 24, 2014	2,551	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CITICORP INVESTMENT SERVICES	May 30, 2006	Jun 9, 2006	10	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WAMU INVESTMENTS, INC.	Oct 11, 2005	Oct 27, 2005	16	Firm change	Other

Relationships

Registered with (7)

→ ROTH BUILDER INVESTMENTSRegistered adviserregistration: previous registration
Apr 29, 2021 to Dec 31, 2025factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Apr 4, 2016 to Jan 18, 2018factForm ADV
→ STRONGHOLD FINANCIAL, LLCRegistered adviserregistration: previous registration
Oct 24, 2014 to Mar 8, 2017factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Oct 30, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 9, 2006 to May 29, 2007factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 27, 2005 to May 30, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 8, 2004 to Oct 11, 2005factForm ADV

Dated events

No dated event names this entity yet.