RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• S•••••• D•••••
- R••• B•••••• I••••••••• state registered currentsince Jan 23, 2026 · Chula Vista, Ca
- R••• B•••••• I••••••••• state registeredApr 29, 2021 to Dec 31, 2025 · Chula Vista, Ca
- C••••••• P••••••• independent RIAApr 4, 2016 to Jan 18, 2018 · San Diego, Ca
- S••••••••• F••••••••• L•• formerOct 24, 2014 to Mar 8, 2017 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Oct 30, 2007 · Vista, Ca
- C••••••• I••••••••• S••••••• unclassifiedJun 9, 2006 to May 29, 2007 · Vista, Ca
- W••• I••••••••• I••• unclassifiedOct 27, 2005 to May 30, 2006 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 8, 2004 to Oct 11, 2005 · San Diego, Ca
- C••••••• P••••••• to R••• B•••••• I•••••••••left Jan 18, 2018, registered Apr 29, 2021 (1197 days) · Other
- S••••••••• F••••••••• L•• to C••••••• P•••••••left Mar 8, 2017, registered Apr 4, 2016 (-338 days) · Other
- C•••••••• G••••• M•••••• I••• to S••••••••• F••••••••• L••left Oct 30, 2007, registered Oct 24, 2014 (2551 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C••••••• I••••••••• S•••••••left May 30, 2006, registered Jun 9, 2006 (10 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W••• I••••••••• I•••left Oct 11, 2005, registered Oct 27, 2005 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address