RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• A• P••••
- F•••••••• F•••••••• M••••••••• L•• independent RIA currentsince Feb 6, 2026 · Lincoln, Ne
- L•• F•••••••• L•• BD affiliatedAug 11, 2025 to Feb 6, 2026 · San Diego, Ca
- E•••• S••••••••• L•• BD affiliatedNov 28, 2023 to Aug 11, 2025 · Lincoln, Ne
- L•• F•••••••• L•• to F•••••••• F•••••••• M••••••••• L••left Feb 6, 2026, registered Feb 6, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
- E•••• S••••••••• L•• to L•• F•••••••• L••left Aug 11, 2025, registered Aug 11, 2025 (0 days) · Affiliated broker-dealer or bank to another
- N•••••• A• P•••• left L•• F•••••••• L•• for F•••••••• F•••••••• M••••••••• L•• (registered 2026-02-06)Feb 6, 2026 · Advisor changed firm · fact
- N•••••• A• P•••• left E•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-08-11)Aug 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address