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RIA / WealthAdvisor11 years in industry

ERIC ROBINSON MOSS

Advisor at GREYSTONE FINANCIAL GROUP, LLC

SANTA MONICA, CA | BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:f49c2742-34a0-7d2b-ed2b-25de60b8acb0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GREYSTONE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Sep 29, 2015
First registration: Oct 7, 2015
Dual registered: no
Other names: ERIC R MOSS
IAPD individual key: 6396665

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GREYSTONE FINANCIAL GROUP, LLC	Independent wealth	Feb 5, 2021	n/a	yes	BLOOMFIELD HILLS, MI\|SANTA MONICA, CA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 5, 2017	Dec 17, 2020	no	Santa Monica, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 5, 2017	Dec 17, 2020	no	Los Angeles, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 7, 2015	Jun 6, 2017	no	LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|SANTA MONICA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 17, 2020	Jun 5, 2017	-1,291	Bulk transfer	Other
TD AMERITRADE, INC.	GREYSTONE FINANCIAL GROUP, LLC	Dec 17, 2020	Feb 5, 2021	50	Firm change	Other
J.P. MORGAN SECURITIES LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 6, 2017	Jun 5, 2017	-1	Firm change	Other

Relationships

Registered with (4)

→ GREYSTONE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Feb 5, 2021 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 5, 2017 to Dec 17, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 5, 2017 to Dec 17, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 7, 2015 to Jun 6, 2017factForm ADV

Dated events

No dated event names this entity yet.