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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GREYSTONE FINANCIAL GROUP, LLC

CRD 306595

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:db8b39b9-30be-6664-00b4-c06289eb4115

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 12
On other graphs: 0
Observed: Dec 8, 2019 to Mar 31, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $495MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $460M
Private client RAUM: $475MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,264
Individual clients: 417
High net worth clients: 149
SEC number: 801-117913
CIK: 1845302
CRD: 306595
Filings on the tape: 18
First filed: Dec 8, 2019
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, MI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC ROBINSON MOSS	n/a	SANTA MONICA, CA \| BLOOMFIELD HILLS, MI	5	11	3	no
BRIAN A STONE	n/a	Bloomfield Hills, MI	3	24	4	no
TODD ROBINSON MOSS	Certified Financial Planner	Bloomfield Hills, MI	1	42	5	no
NICHOLAS LOBERG	n/a	BLOOMFIELD HILLS, MI	0	11	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUADIANO, KRISTIE, LEE	SOLE MEMBER	E	yes	10/2021	Dec 8, 2019	Dec 18, 2024
MOSS, TODD, ROBINSON	SOLE MEMBER	E	yes	10/2021	Dec 8, 2019	Dec 18, 2024
MOSS, TODD, ROBINSON	CHIEF COMPLIANCE OFFICER	Na	yes	12/2020	Dec 8, 2019	Dec 18, 2024
TEAMMOSS III, LLC	SOLE MEMBER	E	yes	10/2021	Mar 30, 2022	Dec 18, 2024
KLEEKMSU, LLC	SOLE MEMBER	A	no	10/2021	Mar 30, 2022	Dec 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	1	no
Houston	TX	United States	1	no
VIRGINIA BEACH	Va	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$495M	$460M	8	3	2	n/a	n/a
2024	Mar 26, 2025	$1.0B	$802M	20	11	4	n/a	n/a
2023	Mar 20, 2024	$1.0B	$640M	21	12	4	n/a	n/a
2022	Mar 31, 2023	$565M	$556M	16	9	2	n/a	n/a
2021	Mar 30, 2022	$618M	$600M	16	9	2	n/a	n/a
2020	Mar 31, 2021	$530M	$517M	14	11	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	6	-5	150.0%	0	0	0	3	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$495M	$1.0B	-51.9%	$565M	-4.3%	8	20	2	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VERTRIX WEALTH MANAGEMENT, LLC	5	Jan 21, 2026	Jan 20, 2026	BLOOMFIELD HILLS, MI	Firm absorbed	RIA to new firm	55.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
POLARIS GREYSTONE ADVISORY GROUP, LLC	4	Feb 5, 2021	Jan 2, 2025	BLOOMFIELD HILLS, MI	Firm absorbed	Other	100.0%
POLARIS WEALTH ADVISORY GROUP	2	Aug 6, 2020	Mar 20, 2023	TROY, MI	Team lift out	RIA to new firm	8.7%

Relationships

Registered with (12)

← NICHOLAS LOBERGAdvisorregistration: current employment
Apr 24, 2026 to presentfactForm ADV
← TODD ROBINSON MOSSAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← BRIAN A STONEAdvisorregistration: current employment
Mar 20, 2023 to presentfactForm ADV
← ERIC ROBINSON MOSSAdvisorregistration: current employment
Feb 5, 2021 to presentfactForm ADV
← ERIC WAYNE BABCOCKAdvisorregistration: previous registration
Sep 16, 2020 to Jan 21, 2026factForm ADV
← MICHAEL BRIAN WACHSLERAdvisorregistration: previous registration
Sep 16, 2020 to Jan 21, 2026factForm ADV
← KRISTIE LEE GUADIANOAdvisorregistration: previous registration
Sep 17, 2020 to Jan 21, 2026factForm ADV
← ROBERT JOHN YARMAKAdvisorregistration: previous registration
Sep 17, 2020 to Jan 21, 2026factForm ADV
← NORMAN CHARLES LEONAdvisorregistration: previous registration
Aug 28, 2023 to Jan 21, 2026factForm ADV
← JORDAN PAUL NEUMANNAdvisorregistration: previous registration
Feb 5, 2021 to Jan 21, 2026factForm ADV
← ALLISON KAY DUBREUILAdvisorregistration: previous registration
Sep 26, 2023 to Sep 3, 2025factForm ADV
← ROBERT RUSSELL SHAMPINEAdvisorregistration: previous registration
Sep 17, 2020 to Mar 17, 2022factForm ADV

Affiliated with (1)

← POLARIS GREYSTONE ADVISORY GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Moved with (3)

→ VERTRIX WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Jan 21, 2026 to Jan 21, 2026factForm ADV
← POLARIS GREYSTONE ADVISORY GROUP, LLCRegistered adviser4 advisors, firm absorbed, same day
Feb 5, 2021 to Jan 2, 2025factForm ADV
← POLARIS WEALTH ADVISORY GROUPRegistered adviser2 advisors, team lift out, same day
Aug 6, 2020 to Mar 20, 2023factForm ADV

Controls (3)

← MOSS, TODD, ROBINSONOwnerSOLE MEMBER, ownership code E, individual
Dec 8, 2019 to Dec 18, 2024factForm ADV
← GUADIANO, KRISTIE, LEEOwnerSOLE MEMBER, ownership code E, individual
Dec 8, 2019 to Dec 18, 2024factForm ADV
← TEAMMOSS III, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2022 to Dec 18, 2024factForm ADV

Owns (1)

← KLEEKMSU, LLCOwnerSOLE MEMBER, ownership code A, domestic entity
Mar 30, 2022 to Dec 18, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Greystone Financial Group, Llc reported RAUM $494.9M, down 52% from $1.0B (2025-09-05 to 2026-03-31)
Form ADVobserved 6 days ago
$-533M
Occurred
Jan 21, 2026
Firm absorbed
Greystone Financial Group, LLC's advisors moved to Vertrix Wealth Management, LLC (Bloomfield Hills, MI): 5 of 9 registered, on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Jan 21, 2026
Advisor changed firm
Jordan Paul Neumann left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-20)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Michael Brian Wachsler left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-16)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Robert John Yarmak left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-21)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Norman Charles Leon left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-20)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Eric Wayne Babcock left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-20)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Kristie Lee Guadiano left Greystone Financial Group, Llc for Vertrix Wealth Management, Llc (registered 2026-01-16)
Form ADVobserved 6 days ago
Occurred
Sep 3, 2025
Advisor changed firm
Allison Kay Dubreuil left Greystone Financial Group, Llc for Haven Financial Partners Llc (registered 2025-09-04)
Form ADVobserved 6 days ago
Occurred
Aug 30, 2023
Regulatory AUM changed
Greystone Financial Group, Llc reported RAUM $1.1B, up 90% from $564.9M (2023-03-31 to 2023-08-30)
Form ADVobserved 6 days ago
$510M
Occurred
Mar 17, 2022
Advisor changed firm
Robert Russell Shampine left Greystone Financial Group, Llc for Mainstay Capital Management, Llc (registered 2022-04-07)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2019
First Form ADV filing
Greystone Financial Group, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db8b39b9-30be-6664-00b4-c06289eb4115
First observed: Dec 8, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREYSTONE FINANCIAL GROUP, LLC

CRD 306595

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db8b39b9-30be-6664-00b4-c06289eb4115

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC ROBINSON MOSS

n/a

SANTA MONICA, CA | BLOOMFIELD HILLS, MI

BRIAN A STONE

n/a

Bloomfield Hills, MI

TODD ROBINSON MOSS

Certified Financial Planner

Bloomfield Hills, MI

NICHOLAS LOBERG

n/a

BLOOMFIELD HILLS, MI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUADIANO, KRISTIE, LEE

SOLE MEMBER

yes

10/2021

Dec 8, 2019

Dec 18, 2024

MOSS, TODD, ROBINSON

SOLE MEMBER

yes

10/2021

Dec 8, 2019

Dec 18, 2024

MOSS, TODD, ROBINSON

CHIEF COMPLIANCE OFFICER

yes

12/2020

Dec 8, 2019

Dec 18, 2024

TEAMMOSS III, LLC

SOLE MEMBER

yes

10/2021

Mar 30, 2022

Dec 18, 2024

KLEEKMSU, LLC

SOLE MEMBER

10/2021

Mar 30, 2022

Dec 18, 2024

City

State

Country

Employees

Also broker-dealer

SANTA MONICA

United States

Houston

United States

VIRGINIA BEACH

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$495M

$460M

n/a

2024

Mar 26, 2025

$1.0B

$802M

n/a

2023

Mar 20, 2024

$1.0B

$640M

n/a

2022

Mar 31, 2023

$565M

$556M

n/a

2021

Mar 30, 2022

$618M

$600M

n/a

2020

Mar 31, 2021

$530M

$517M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

150.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$495M

$1.0B

-51.9%

$565M

-4.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VERTRIX WEALTH MANAGEMENT, LLC

Jan 21, 2026

Jan 20, 2026

BLOOMFIELD HILLS, MI

Firm absorbed

RIA to new firm

55.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

POLARIS GREYSTONE ADVISORY GROUP, LLC

Feb 5, 2021

Jan 2, 2025

BLOOMFIELD HILLS, MI

Firm absorbed

Other

100.0%

POLARIS WEALTH ADVISORY GROUP

Aug 6, 2020

Mar 20, 2023

TROY, MI

Team lift out

RIA to new firm

8.7%