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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Cedar Knolls, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 29, 2020 | n/a | yes | Cedar Knolls, NJ | Current employment |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Nov 15, 2019 | Sep 25, 2020 | no | WHEATON, IL|Morris Plains, NJ | Previous registration |
| SPECIALIZED ADVISORS | Former SEC adviser | Apr 29, 2019 | Oct 12, 2019 | no | Morris Plains, NJ|DALLAS, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Oct 17, 2018 | Feb 22, 2019 | no | Morris Plains, NJ|TUCSON, AZ | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Sep 24, 2018 | Oct 4, 2018 | no | Parsippany, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Sep 25, 2020 | Sep 29, 2020 | 4 | Firm change | RIA to ibd |
| SPECIALIZED ADVISORS | BROOKSTONE CAPITAL MANAGEMENT LLC | Oct 12, 2019 | Nov 15, 2019 | 34 | Firm change | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | SPECIALIZED ADVISORS | Feb 22, 2019 | Apr 29, 2019 | 66 | Firm change | RIA to new firm |
| ONEAMERICA SECURITIES, INC. | SECURE INVESTMENT MANAGEMENT, LLC | Oct 4, 2018 | Oct 17, 2018 | 13 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141413:TX:2019-10-12 | Oct 12, 2019 | Nov 15, 2019 | DALLAS, TX | Firm change |
| 141195:299308:AZ:2019-01-24 | Feb 22, 2019 | Apr 29, 2019 | TUCSON, AZ | Firm change |